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2026-08-29 · article Collatz conjecturerandom walkscontinued fractions

That constant is not yet a constant — the limit has a closed form; the value at each depth does not

The constant C in the overshoot tail P(R > λ) ≍ C/λ has a closed form — C = q²p/(ln2·(log₂3 − 4/3)) = 0.4215205965. Yet the value at each depth s, 2s·P(log₂R ≥ s), still swings by ±0.3 % at depth 140 and does not settle on a single number. The oscillation is a sawtooth indexed by the convergent denominators of log₂3; its period has a closed form; and the transfer operator has largest eigenvalue exactly 1/2 with no spectral gap beneath it.

Leanmachine-checked (Lean 4 + mathlib, standard axioms only, no sorryAx, no native_decide; theorem names given) paperproved, not yet machine-checked computationchecked on this machine, within the range stated; not a claim made to the outside knowna restatement, a known theorem, or a check of the literature

the limit C0.4215205965q²p/(ln2·(log₂3 − 4/3)). Agrees to 4×10⁻⁶ on a full-period averagepaper
swing at depth 140±0.3 %0.42020 (depth 69) to 0.42276 (depth 101)computation
what the oscillation isa sawtoothperiod Tn = (log₂3 − 4/3)/‖n·log₂3‖, n a convergent denominator of log₂3
transfer operatorλmax = 1/2right eigenfunction 2−x. No gap
The order of this article
  1. What C is
  2. Rewriting the problem as a random walk
  3. Computing exactly, out to depth 140
  4. The closed form of the limit
  5. What the oscillation is — a sawtooth, and an operator with no gap
  6. What remains
  7. Sources and reproduction

01

What C is

Start from an odd n₀. The maximum reached before first dropping below the starting point, divided by the starting point, is the overshoot ratio R. As in the criticality article, its tail exponent is exactly 1 and P(R > λ) ≍ C/λ.

C  :=  lims→∞ 2s · P(log₂R ≥ s)

C is the tail constant of the overshoot ratio R — not a normalising constant of the distribution of orbit heights, but the coefficient of the tail of "the maximum of the excursion before first dropping below the starting point".


02

Rewriting the problem as a random walk

Let Vk be the cumulative number of halvings, a = log₂3, and set Wk := Vk − k·a. Then—

log₂(nk/n₀) = −Wk   /   τ = min{k : Wk > 0}   /   log₂R = −min{Wk : k < τ}

W is a random walk with step X = v − a (v is the number of halvings, and by Terras's theorem P(v=j) = 2⁻ʲ). Substituting m = v − 1 makes the shape clean.

X = m − u,   m ∼ Geometric(1/2) on {0,1,2,…},   u = log₂3 − 1 = 0.5849625…
the distribution of the step X = m − uit is negative only when m=0
mprobabilitystep X
01/2−0.5849625* only this one is negative
11/4+0.4150375
21/8+1.4150375
31/16+2.4150375

The downward step is always exactly one thing, −u. With probability 1/2 it goes down by exactly the same amount.
So the amount by which a new minimum is set (the descending ladder height) always lies in (0, u]. — a shape the Wiener–Hopf factorisation handles classically well.

One more thing, about the normalisation. Under the Terras distribution, E[2−X] = 2a·E[2−m] = (3/2)(2/3) = 1 holds exactly, so 2−W is an exact martingale and the tail exponent is exactly 1. C is the constant of its overshoot factor.


03

Computing exactly, out to depth 140

The state is (e, k). Since e = Vk − ⌊k·a⌋ is an integer, it can be tracked exactly by convolution. Absorb on first reaching depth s and read off P(log₂R ≥ s). P shrinks like 2⁻ˢ, so 2ˢ is multiplied in from the start and the computation is renormalised at each stage (it is linear, so this goes through unchanged). computation

Cross-check — against the measurement over 10 billion odd numbers, and numerical stability
log₂R ≥exact (model)measured (10 billion odd numbers)ratio
12.86274502×10⁻¹2.86275×10⁻¹1.00000
51.35362648×10⁻²1.35360×10⁻²1.00002
104.11675933×10⁻⁴4.11450×10⁻⁴1.00055
151.29088272×10⁻⁵1.28160×10⁻⁵1.00724

The discrepancy at depth is an effect of the sample range (not an error in the model). Varying the time cutoff (KM) and the state depth (EMIN) over three settings gives the same value to 13 digits.

2s · P(log₂R ≥ s). If it were constant, this would be horizontalout to depth 140
depth s2ˢ·Pdepth s2ˢ·P
410.4215574850.4212565
490.4211851930.4222548
570.42062781010.4227638 ← max
650.42027881090.4226197
690.4202040 ← min1210.4219289
770.42042391370.4211523

The mean over s ≥ 40 is 0.421444, with a spread of 2.56×10⁻³ (±0.3 %). Even at depth 140 it has not settled on a single value.


04

The closed form of the limit

C  =  q2 p  /  ( ln 2 · (log₂3 − 4/3) )  =  0.4215205965

paper q and p are the two factors of the Wiener–Hopf factorisation — Spitzer–Baxter series for the descending ladder height H, with q = (u − 1/3)/Ẽ[H] and p = 1 − Ẽ[2−H] (Ẽ under the tilted measure). The structure that the descending ladder height lies in (0, u] is what does the work. The form is textbook Cramér–Lundberg, and there is no new mathematics in itknown.

The formula is correct to 4×10⁻⁶ on a full-period average. The mean over s = 3000–6800 (exactly one period of the main mode of period 3995.41, below) is 0.421518768, −0.00043 % from the closed form. That the mean over s = 400–700 sits +0.038 % above it is not a constant offset but the value of the period-3995 sawtooth seen through an 8 % window. A 200-bin approximation of the transfer operator also reproduces C to 1.1×10⁻⁶, and an independent check that derives the law of the descending ladder height directly, without Spitzer series, reproduces the two lemmas Ẽ[H] = (u − 1/3)/q and Ẽ[2−H] = 1 − p to 10⁻¹⁶ (Ẽ[H] = 0.496570266041; P̃(H = u) = 3/4 exactly). computation


05

What the oscillation is — a sawtooth, and an operator with no gap

The values this walk can reach have the form V − k·a (V and k integers). Since a is irrational, the set ℤ + aℤ is dense — not a lattice. But a = log₂3 is unusually well approximated by rationals.

log₂3 = [1; 1, 1, 2, 2, 3, 1, 5, 2, 23, 2, 2, …]

The overshoot is exactly {σ·u} (the fractional part of the position is determined by the step count alone). So e2πin{ku} is an approximate eigenfunction of the level-descent operator, and the surviving modes are indexed by the convergent denominators n of log₂3. Each mode is a sawtooth, exactly periodic in the depth s, and the period and the damping have closed forms. paper

Tn  =  (log₂3 − 4/3) / ‖n·log₂3‖,     κn  =  (2π‖n·log₂3‖)2 · (4/9) / (2 (log₂3 − 4/3)3)
convergent denominator n‖n·log₂3‖period Tnmeasured1/e depth
533.0125×10⁻³83.5383.9 ± 0.5200
3061.4748×10⁻³170.62— (not separable from the three modes at 163–178)835
6656.2980×10⁻⁵3995.41the sawtooth seen directly (s = 3860–4340)4.6×10⁵
156012.6249×10⁻⁵9586.152.6×10⁶

Five modes with periods and dampings fixed at their theoretical values explain 96.7 % of the variance over s = 40–700. For the two separable modes (n = 53 and 665) the half-amplitudes agree to 7 % as well. computation

The transfer operator — largest eigenvalue exactly 1/2, no gap

For the level-descent kernel D, the relation dP/dP̃ = 2ΔW (ΔW = −1 − (x′ − x)) with the tilted probability kernel D̃ gives the identity

D  =  ½ · M2−x · D̃ · M2x

paper D̃ is a probability kernel (largest eigenvalue 1), so the largest eigenvalue of D is exactly 1/2, with right eigenfunction h(x) = 2−x — a restatement of E[2−X] = 1, that is, of 3 = 2² − 1. The invariant measure is the stationary overshoot measure P̃(H > x)dx/Ẽ[H] on [0, u). "The closed form is the largest eigenvalue" is literally true, and the eigenvalue is the rational number 1/2.

But there is no gap. The true modes are the Fourier modes n = 53, 306, 665, 15601 on the circle, and |λn| − 1 is 5×10⁻³, 1.2×10⁻³, 2.2×10⁻⁶, 3.8×10⁻⁷, accumulating at 1. A finite-dimensional (binned) approximation needs more than 1300 bins to resolve n = 665 and 30,000 for 15601, and the spurious periods are entirely replaced between N = 200 and N = 400 — the number of bins needed is set by the convergent denominators of log₂3. That is the practical meaning of "no gap".

The limit has a closed form; the value at each depth does not. C(s) = Ẽ[2−{σsu} ; εj ≤ 0] is a Weyl sum, and it does not close.

The depth at which the oscillation falls within ±0.01 %

With formulas for the periods and dampings, the question can be posed without a window (as a sup or an rms). Summing an = 2|cn|/c₀ with κn over n ≤ 2×10⁶, the measured half-amplitude sits at 1.7 times the rms at every depth; with that calibration, ±0.01 % is reached at s ≈ 6–7×10⁵, and the all-modes-in-phase upper bound gives 1.3×10⁶. The envelope decays not exponentially but roughly as the power s−1/2 (because the number of n with ‖nα‖ < ε is proportional to εN). The single mode that sets the pace is n = 665. computation


06

What remains

Where the open items that have moved now stand is in What remains. Only what is open at present is placed here.

content
establishedthe closed form C = 0.4215205965, agreeing to 4×10⁻⁶ on a full-period averagepaper
establishedthe oscillation is a sawtooth indexed by the convergent denominators, with formulas for the period Tn and the damping κnpaper
establishedthe transfer operator has largest eigenvalue exactly 1/2 and no gappaper
established±0.01 % is reached at s ≈ 6–7×10⁵computation
not establishedthe next order of the period. Refining with the law of Δ at stationary phase gives T₅₃ = 84.45, no closer to the measured 83.9 ± 0.5 than the first-order 83.53. A phase-dependent perturbation of the operator is needed
not establishedLean. Both the formula for C and the eigenstructure remain on paper

Sources and reproduction

itemkindsource / tool
P(v=j) = 2⁻ʲtheoremTerras (1976)
the tail exponent is 1elementaryθ=1 is a root of 3θ = 21+θ−1 (the criticality article)
the form C = q·L; Spitzer–Baxter seriesknownCramér–Lundberg (Feller II ch. XI–XII; Asmussen)
slow convergence of the renewal theorem in the "almost lattice" caseknowna well-known phenomenon
P(log₂R ≥ s) out to depth 140computed on this machineconvolution with renormalisation. Agrees to 13 digits when KM and EMIN are varied
matching against measurementcomputed on this machine10 billion odd numbers, 34.9 billion steps (C, 4-way parallel)
exact C(s) for s ≤ 7000; periodogram; transfer operator (N = 200 / 400)computed on this machineexact convolution under the tilted measure (an independent implementation reproducing the earlier values to 10⁻¹³); mpmath at 30 digits

There is no new mathematics in this article. The form C = q·L is textbook; what is added is the closed form of the period, the fact that the modes are sawteeth, and the eigenstructure. The literature (the Lagarias surveys; the stopping-time constant γRW ≈ 41.677647 of Kontorovich–Lagarias, arXiv:0910.1944) concerns different quantities, and there is nothing to change "probably known to specialists".

Revised 2026-09-17: fully rewritten.