computo ergo sum

2026-10-01 · chapter Yang–Mills and the mass gapPart 7 From the side of physicsstring theory and extra dimensions

The whole book Contents and reading orders
  1. Part 0 Entrance — how to read this book
  2. 0-01 How to read this book
  3. 0-02 One picture
  4. 0-03 Reading the problem statement word by word
  5. 0-04 Four dimensions in mathematics and four dimensions in physics
  6. Part 1 Mathematical preparation
  7. 1-01 Vector spaces and linear maps
  8. 1-02 What a group is
  9. 1-03 Lie groups and Lie algebras
  10. 1-04 SU(2) and SU(3)
  11. 1-05 Manifolds and tangent spaces
  12. 1-06 Differential forms and the exterior derivative
  13. 1-07 Vector bundles and connections
  14. 1-08 Probability and measure
  15. 1-09 Probability in infinite dimensions
  16. 1-10 Hilbert spaces and self-adjoint operators
  17. 1-11 Fourier analysis and distributions
  18. 1-12 Detour: what happens only in four dimensions
  19. Part 2 Physical preparation
  20. 2-01 Lagrangians and the action
  21. 2-02 The idea of a field
  22. 2-03 Electromagnetism is a gauge theory
  23. 2-04 Special relativity and spacetime
  24. 2-05 The bones of quantum mechanics
  25. 2-06 The harmonic oscillator and creation and annihilation
  26. 2-07 The idea of the path integral
  27. 2-08 Statistical mechanics and phase transitions
  28. 2-09 Detour: the gap and the correlation length in the Ising model
  29. 2-10 The relaxation time and the dynamical exponent z
  30. Part 3 Yang–Mills theory (classical)
  31. 3-01 The gauge principle
  32. 3-02 Non-abelian gauge fields
  33. 3-03 The action and the equations
  34. 3-04 Gauge theory as geometry
  35. 3-05 Instantons and topology
  36. 3-06 Detour: Donaldson and exotic R⁴
  37. 3-07 Yang–Mills inside the Standard Model
  38. Part 4 Quantisation
  39. 4-01 Canonical quantisation and the Hamiltonian
  40. 4-02 The path integral and Euclideanisation
  41. 4-03 Perturbation theory and Feynman diagrams
  42. 4-04 Divergences and renormalisation
  43. 4-05 The algebra of divergences
  44. 4-06 Asymptotic freedom
  45. 4-07 Dimensional transmutation and Λ
  46. 4-08 Gauge fixing and Faddeev–Popov
  47. 4-09 The axioms of quantum field theory
  48. 4-10 The Osterwalder–Schrader axioms and reconstruction
  49. 4-11 The definition of the mass gap
  50. 4-12 Detour: the perturbation series diverges
  51. Part 5 Lattice gauge theory
  52. 5-01 Wilson's lattice
  53. 5-02 The strong-coupling expansion
  54. 5-03 Reflection positivity and the transfer matrix
  55. 5-04 The infinite-volume limit and the cluster expansion
  56. 5-05 Weak coupling and the continuum limit
  57. 5-06 How U(1) differs from the non-abelian case
  58. 5-07 The Monte Carlo method
  59. 5-08 Measuring glueballs and the string tension
  60. 5-09 What to hold fixed when taking the limit
  61. 5-10 Lattice gauge theory with finite groups
  62. 5-11 Detour: Bakry–Émery and one-link integration
  63. Part 6 Constructive field theory
  64. 6-01 What constructive field theory is
  65. 6-02 Solvability in two dimensions and the Yang–Mills measure
  66. 6-03 Constructing scalar fields
  67. 6-04 The cluster expansion
  68. 6-05 The sequence of renormalisation group steps
  69. 6-06 Ultraviolet stability of three-dimensional Yang–Mills
  70. 6-07 Four dimensions
  71. 6-08 Triviality of φ⁴ in four dimensions
  72. 6-09 Stochastic quantisation and regularity structures
  73. 6-10 Where four dimensions stops
  74. 6-11 Obstacles other than divergence
  75. 6-12 Detour: "if 1/0 is given a symbol"
  76. Part 7 From the side of physics
  77. 7-01 How physics sees it
  78. 7-02 Mechanisms of confinement
  79. 7-03 The string picture
  80. 7-04 Large N
  81. 7-05 String theory and extra dimensions
  82. 7-06 How extra dimensions become invisible
  83. 7-07 Where gauge fields come from
  84. 7-08 Holography
  85. 7-09 The mass gap becomes geometry
  86. 7-10 Back to four dimensions
  87. 7-11 Supersymmetry and Seiberg–Witten
  88. 7-12 The sentence that plays the role of an equivalence principle
  89. 7-13 Where the way physics digs parts from mathematics
  90. Part 8 A dictionary of two languages — the physical and the mathematical view
  91. 8-01 How to read the dictionary
  92. 8-02 Dictionary A
  93. 8-03 Dictionary B
  94. 8-04 Dictionary C
  95. 8-05 The physical counterparts of our assumptions
  96. Part 9 Where things stand, and open tasks
  97. 9-01 How far the world has come
  98. 9-02 Where the two ways of digging part
  99. 9-03 Candidates for new concepts
  100. 9-04 The list of open tasks
  101. 9-05 Common misconceptions
  102. Part 10 Towards a proof of the mass gap — building the first step of the staircase
  103. 10-00 Entrance — the staircase, and the random walk, the ruler and the clock
  104. 10-01 The line of construction and Assumption H
  105. 10-02 Roads tried on the four-dimensional lattice, and walls
  106. 10-03 The four steps of the staircase — why we start from 0+1 dimensions
  107. 10-04 The path measure of the double well, and kinks
  108. 10-05 The statement of the first step — four conditions and Proposition 4.5
  109. 10-06 (H1) Local Poincaré within a phase
  110. 10-07 The map of (H2) — seven routes and the seam of the ring
  111. 10-08 What computer-assisted means — the conditions on the chain inside the window
  112. 10-09 The sector framework and the three strands of route 5
  113. 10-10 The list of detour plans — types of breakage
  114. 10-11 (H3)(H4) and the constant of the core
  115. 10-12 The integrated table and the dependency graph
  116. 10-13 Lean statements and the limits of machine checking
  117. 10-14 Reconciliation — the numbers of the record and the known numbers
  118. 10-15 What remains and its cost — the distance to a theorem
  119. 10-16 What is not claimed
  120. 10-17 Insights and small questions
  121. Part 11 Further considerations — beyond Assumption H, and other views
  122. 11-00 Further considerations — entrance
  123. 11-01 One form that obstructs H — a nearly conserved global quantity
  124. 11-02 Choosing the ruler and the coordinates again — the length at which conservation breaks
  125. 11-03 Two ways to repair H — the sector H and the local H
  126. 11-04 Which H the one-sided bridge needs
  127. 11-05 Making time continuous — the Hamiltonian lattice and the vacuum measure
  128. 11-06 Paying with rarity instead of convexity — renormalisation on groups and log-Sobolev
  129. 11-07 Because it is four dimensions — the dimensionless coupling and topology
  130. 11-08 Questions, and what is not claimed
  131. 11-A1 Table of notation for Part 11
  132. Appendices
  133. A-01 Table of notation
  134. A-02 Glossary
  135. A-03 Guide to the literature
  136. A-04 Lean and machine checking
  137. A-05 How this book was made
  138. A-06 Index of assumptions

String theory and extra dimensions — 26, 10 and 11 are numbers that come from conditions of consistency

What this chapter shows — That quantising a string as a fundamental object takes away the free choice of the dimension of spacetime. How 26 for the bosonic string is derived in two ways (the first excited state / the central charge), and 10 for the superstring by the same balance. That 11 is a number that comes from supergravity.

Prerequisite chapters — 7-04 Large N. We use the zero-point energy and −1/12-1/12 of 7-03. Group representations (1-02), Lorentz transformations (2-04) and the harmonic oscillator (2-06) are written on the spot as far as needed.

Said first — The derivations are at the level of physics. The two-dimensional computations on the world sheet are exact, but string theory has no non-perturbative definition, and the existence of M-theory is a hypothesis. The story of extra dimensions shows nothing about the construction of four-dimensional Yang–Mills or about the mass gap. This site shows neither the mass gap nor the construction of the continuum limit.

The order of this chapter
  1. Making the string a fundamental object — how it differs from the string of the tube
  2. Counting the transverse oscillations — the mass formula
  3. Why 26 (I) — the first excited state is massless
  4. Counting the levels — the tachyon and the growth (Detour: partition numbers and Hardy–Ramanujan, Detour: the growth of states and the Hagedorn temperature)
  5. Why 26 (II) — the balance of the central charge
  6. Why 10 — world-sheet supersymmetry (Detour: 26 − 10 = 16 and the heterotic string)
  7. Why 11 — the number of supergravity
  8. The "critical dimension" is a critical central charge — it need not be geometry
  9. Back to Yang–Mills — the string of the tube, and holography

01

Making the string a fundamental object

7-03 treated the tube of confinement as a single string, and in 7-04 §05 1/N1/N played the role of the string coupling. String theory too is said to have begun from models of mesons (dual resonance models). The scattering amplitude of Veneziano (1968) is often cited as the starting point; for example, the abstract of Neveu–Schwarz (1971) opens with 'A new dual-resonance model of mesons is constructed …' Known. For mesons, spin JJ and the square of the mass line up on a straight line (Regge trajectories). If a string of tension TT and length 2R2R rotates with angular velocity 1/R1/R, its ends move at the speed of light, and integrating the energy and the angular momentum (2-04) gives E=πTRE=\pi TR and J=πTR2/2J=\pi TR^2/2, that is

J=α′E2,α′=12πT.(1)J=\alpha' E^2,\qquad \alpha'=\frac{1}{2\pi T}. \tag{1}

For the quantised open string, the maximum spin at level NN is Jmax⁡=α′M2+1J_{\max}=\alpha'M^2+1 (Tong §3.1.3). Putting the σ=485\sqrt\sigma=485 MeV of 7-01 into TT gives α′=0.677 GeV−2\alpha'=0.677\ \mathrm{GeV}^{-2}, α′≈0.16\sqrt{\alpha'}\approx0.16 fm Computed. The fundamental string of this chapter is not the effective theory of a tube; it is required to be quantisable without contradiction at however short a distance. Then the dimension DD of spacetime stops being a free input. In this chapter, following the string literature, we write DD for the dimension of spacetime. It is the same as the dd of 7-03 and of the table of notation in the appendix, not the dimension of space alone.

02

Counting the transverse oscillations: the mass formula

A string sweeps out a surface (the world sheet) in spacetime R1,D−1\mathbb{R}^{1,D-1}. In light-cone gauge we use the light-cone coordinates X±=(X0±XD−1)/2X^\pm=(X^0\pm X^{D-1})/\sqrt2, recombining time X0X^0 and one longitudinal direction XD−1X^{D-1}, and make X+X^+ proportional to the world-sheet time τ\tau (X+=x++α′p+τX^+=x^++\alpha'p^+\tau; x+x^+ and p+p^+ are the ++ components of the position and momentum of the centre of mass of the string; Tong (2.13)). The oscillations of X−X^- do not vanish, but they are fixed by the transverse oscillations through the constraint equations. Only the D−2D-2 transverse directions oscillate independently (Goddard–Goldstone–Rebbi–Thorn 1973) Known. This is the same counting as the transverse displacement h∈Rd−2h\in\mathbb{R}^{d-2} of 7-03 (d=Dd=D). The nn-th oscillation in direction ii is a harmonic oscillator (2-06), and each application of the creation operator α−ni\alpha^i_{-n} raises the level NN by nn. The mass of the open string is

α′M2=N−a(2)\alpha' M^2 = N - a \tag{2}

where −a-a is the zero-point energy (the sum of 12n\frac12 n over all oscillators). Its finite part is the −1/12-1/12 of 7-03 (7-03 §04), so

a=−D−22∑n≥1n ⟶ −D−22⋅(−112)=D−224.(3)a = -\frac{D-2}{2}\sum_{n\ge1}n\ \longrightarrow\ -\frac{D-2}{2}\cdot\Big(-\frac{1}{12}\Big)=\frac{D-2}{24}. \tag{3}

The Lüscher term −π(D−2)/(24R)-\pi(D-2)/(24R) of 7-03 and the (D−2)/24(D-2)/24 of the Nambu–Goto levels (7-03 §06) are this same number Known. Tong admits that this treatment of the sum is 'famously unconvincing', and derives it again by the central-charge method, the same as §05 of this chapter (Tong §4.4.1). The closed string has right-moving oscillations α\alpha and left-moving oscillations α~\tilde\alpha, and its levels satisfy N=N~N=\tilde N (Tong (2.26)).

03

Why 26 (I): the first excited state must be massless

The internal states of a particle form a representation of the rotations that leave its momentum unchanged (the little group) (1-02; Wigner 1939). For mass M>0M\gt0 we can go to the rest frame and the little group is SO(D−1)SO(D-1); for zero mass it is the SO(D−2)SO(D-2) that preserves the momentum (p,0,…,0,p)(p,0,\dots,0,p) (precisely, it is the group ISO(D−2)ISO(D-2) of rotations and translations in D−2D-2 dimensions, but what acts on finitely many states is the rotation part SO(D−2)SO(D-2)). A photon in four dimensions has 2 polarisations, a massive spin-1 particle 3 Known. The level-1 states α−1i∣0⟩\alpha^i_{-1}|0\rangle of the open string are a transverse vector with D−2D-2 states, one short of the D−1D-1 components a massive vector needs. To keep Lorentz symmetry it must be massless, and

α′M2=1−a=0 ⟹ a=1 ⟹(3) D−224=1 ⟹ D=26.(4)\alpha'M^2 = 1-a = 0 \ \Longrightarrow\ a=1 \ \overset{(3)}{\Longrightarrow}\ \frac{D-2}{24}=1 \ \Longrightarrow\ D=26. \tag{4}

Tong makes the same argument for the first excited state of the closed string ((D−2)2(D-2)^2 states) and writes 'these states will have to be massless. And this is only the case if the dimension of spacetime is D = 26' Physics.

Checking with the Lorentz algebra

More carefully, we check whether the conserved quantities MμνM^{\mu\nu} that generate Lorentz transformations (rotations and boosts) satisfy the relations of the Lorentz algebra in light-cone gauge too. MμνM^{\mu\nu} includes the angular momentum carried by the oscillations of the string. The crux is [Mi−,Mj−]=0[M^{i-},M^{j-}]=0, where i,ji,j are transverse directions and −- is the light-cone direction X−X^- (Tong §2.4). Since the oscillations of X−X^- are fixed by the transverse oscillations, this commutator can be written with the transverse oscillators.

[Mi−,Mj−] ∝ ∑n>0[(D−224−1)n+1n(a−D−224)](α−niαnj−α−njαni)+(α↔α~)(5)[M^{i-},M^{j-}]\ \propto\ \sum_{n>0}\Big[\Big(\frac{D-2}{24}-1\Big)n+\frac{1}{n}\Big(a-\frac{D-2}{24}\Big)\Big]\big(\alpha^i_{-n}\alpha^j_n-\alpha^j_{-n}\alpha^i_n\big)+(\alpha\leftrightarrow\tilde\alpha) \tag{5}

The proportionality factor 2/(p+)22/(p^+)^2 is omitted. This is the formula for the closed string, and (α↔α~)(\alpha\leftrightarrow\tilde\alpha) is a term of the same form for the left-moving oscillations. It vanishes for every nn only when D=26D=26 and a=1a=1 Known. The original source is Goddard–Goldstone–Rebbi–Thorn (1973), whose abstract also states that the angular momentum operators generate the Lorentz group O(D−1,1)O(D-1,1) 'only when the first excited state is a photon, i.e., a spin-one massless state, and when D = 26'. The first excited state of the closed string has 242=576=299+276+124^2=576=299+276+1 states Computed, and Tong assigns these to the symmetric traceless, antisymmetric and trace fields Gμν,Bμν,ΦG_{\mu\nu},B_{\mu\nu},\Phi of SO(24)SO(24), reading the first as a massless spin 2, that is, the graviton Physics.

Figure 1 Varying D moves the levels α′M2=N−a\alpha'M^2=N-a up and down (the length of a line is the logarithm of the number of states). The thick level 1 (1/2 for the superstring) sits on M2=0M^2=0 only for D=26 for the bosonic string and D=10 for the superstring
D = 26, a = 1, level 1: 24 states, α′M² = 0 → consistent as a massless vector (SO(24))

ComputedThe numbers in this figure were computed on this machine. If JavaScript is disabled, see (4) and Table 2.

04

Counting the levels: the tachyon and the growth of the number of states

N=0N=0 of the open string at D=26D=26 has α′M2=−1\alpha'M^2=-1: a tachyon, with negative squared mass (Tong §3.1.1). It is a field whose mass term has the opposite sign (2-02), meaning that we are expanding around a maximum of the potential Physics. The number of states dNd_N at level NN is the number of ways of splitting NN into a sum of "positive integers in 24 colours".

∑N≥0dN qN=∏n≥1(1−qn)−24(6)\sum_{N\ge0} d_N\,q^N=\prod_{n\ge1}(1-q^n)^{-24} \tag{6}

The 324 at level 2 is the dimension of the symmetric traceless rank-2 tensor of SO(25)SO(25), and the 3200 at level 3 is 2900+3002900+300 (symmetric traceless rank 3 and antisymmetric rank 2) Computed. According to Tong all excitations fit into representations of SO(D−1)SO(D-1), and the condition is on level 1 alone. That the numbers at levels 2 and 3 match sums of dimensions of representations of SO(D−1)SO(D-1) we checked for D=4D=4–3939 Computed. Both are polynomials in DD of degree at most three, so this makes them identities valid for any DD.

Table 2 Levels of the open bosonic string (D=26D=26). The ratio is to the Bessel form of the detour (n=N−1n=N-1)
Nα′M2\alpha'M^2dNd_NRatio
0−11
1024
213241.000009
3232000.999998
1096.392×10⁸1.00000000
4003991.446×10⁹¹1.00000000

ComputedThe numbers in this table were computed on this machine.

Detour: partition numbers and Hardy–Ramanujan

Detour

A subsection you may skip.

With one colour the coefficients of (6) are the partition numbers p(N)p(N) (p(4)=5p(4)=5 from 4=3+1=2+2=2+1+1=1+1+1+14=3+1=2+2=2+1+1=1+1+1+1), and Hardy and Ramanujan (1918) gave p(N)∼143 Neπ2N/3p(N)\sim\frac{1}{4\sqrt3\,N}e^{\pi\sqrt{2N/3}} Known. For (6) with 24 colours, setting n=N−1n=N-1 gives dN≈12n−27/4e4πnd_N\approx\frac{1}{\sqrt2}n^{-27/4}e^{4\pi\sqrt n}, but the approach is slow, and the ratio is still 0.71 at N=400N=400. What fits well is the form 2πn−13/2I13(4πn)2\pi n^{-13/2}I_{13}(4\pi\sqrt n) using the modified Bessel function I13I_{13}, which already agrees to 5 digits at N=2N=2 (Table 2) Computed. Iν(x)I_\nu(x) is a function that behaves like ex/2πxe^x/\sqrt{2\pi x} when xx is large. Putting this in gives 2πn−13/2 e4πn/8π2n=12n−27/4e4πn2\pi n^{-13/2}\,e^{4\pi\sqrt n}/\sqrt{8\pi^2\sqrt n}=\frac{1}{\sqrt2}n^{-27/4}e^{4\pi\sqrt n}, and the two formulas agree at large nn. The ratio 0.71 is the error from replacing I13I_{13} by this approximation.

Detour: the growth of states and the Hagedorn temperature

Detour

A subsection you may skip.

An open string at level NN has α′M2=N−1\alpha'M^2=N-1, so setting n=N−1n=N-1 as in the detour above gives α′M2=n\alpha'M^2=n, that is M=n/α′M=\sqrt{n/\alpha'}. From the asymptotic form of the detour above, the number of states grows at the rate e4πn=e4πα′Me^{4\pi\sqrt n}=e^{4\pi\sqrt{\alpha'}M} (the power of nn in front changes slowly compared with the exponential). Write Θ\Theta for the temperature (to distinguish it from the tension TT; in units with Boltzmann's constant 1). The weight of a state of mass MM is the Boltzmann factor e−M/Θe^{-M/\Theta} (2-08), so the product of number and weight has the form e(4πα′−1/Θ)Me^{(4\pi\sqrt{\alpha'}-1/\Theta)M}, and for Θ>ΘH=1/(4πα′)\Theta\gt\Theta_H=1/(4\pi\sqrt{\alpha'}) it grows with MM and the sum diverges. This ΘH\Theta_H is the Hagedorn temperature Physics. Putting d=D=26d=D=26 and σ=1/(2πα′)\sigma=1/(2\pi\alpha') into the Hagedorn length LHL_H of 7-03 §06 (σLH2=π(d−2)/3\sigma L_H^2=\pi(d-2)/3, where σ\sigma is the tension, the TT of this chapter) gives LH=4πα′L_H=4\pi\sqrt{\alpha'}, and its reciprocal 1/LH1/L_H coincides with ΘH\Theta_H Computed. It is the same reading as in 7-03, where 1/L1/L became the temperature when the periodic direction was regarded as time.

05

Why 26 (II): the balance of the central charge

The second derivation looks at the DD fields XμX^\mu on the world sheet as two-dimensional free scalar fields (2-02). A two-dimensional theory whose form does not change under a change of scale (a conformal field theory) has a central charge cc, and one free scalar has c=1c=1. More precisely, a conformal field theory is a theory invariant under angle-preserving maps (conformal transformations), of which changes of scale are a part. In two dimensions there are infinitely many such maps, and this constrains the theory strongly. cc appears in the ground-state energy on a cylinder of circumference LL (when the left and right cc are equal).

E0(L)=−πc6L(7)E_0(L)=-\frac{\pi c}{6L} \tag{7}

(Blöte–Cardy–Nightingale 1986, Affleck 1986; Tong §4.4.1) Known. The −π(D−2)/(6L)-\pi(D-2)/(6L) of the closed tube of 7-03 is the case c=D−2c=D-2, and about the −πc/(24R)-\pi c/(24R) of a tube with ends Tong writes 'c counts the number of degrees of freedom of the QCD flux tube'. The Lüscher coefficient measures the central charge of the tube.

In Polyakov's formulation the metric of the world sheet is also a field to be integrated, and changes of coordinates and changes of scale of the metric (Weyl transformations) are gauge symmetries. Fixing the gauge brings in auxiliary fields (ghosts; the same mechanism as Faddeev–Popov in 4-08), with central charge −26-26. A quantum breaking of a gauge symmetry (an anomaly) is not allowed, so the total must be 0 (Tong §5.3) Physics.

cmatter+cghost=D⋅1+(−26)=0 ⟹ D=26(8)c_{\text{matter}}+c_{\text{ghost}} = D\cdot1+(-26)=0\ \Longrightarrow\ D=26 \tag{8}

The D−2D-2 fields and −1/12-1/12 in light cone, and the DD fields of the covariant form with the ghosts' −26-26, select the same 26. More precisely, (8) is a condition only as long as the scale of the metric (Weyl) is kept as a gauge symmetry. For D≠26D\ne26 the scale degree of freedom does not disappear but remains, and behaves as a new field called the Liouville field (the non-critical string of Tong §5.3.2). The abstract of Polyakov (1981) too writes 'At D = 26 the string dynamics is that of harmonic oscillators …, otherwise it is described by the nonlinear integrable theory', treating the D≠26D\ne26 side as a different theory.

06

Why 10: world-sheet supersymmetry

The bosonic string has no fermions (relatives of the electron and the quarks), and has a tachyon. Add to the world sheet fermions ψμ\psi^\mu as partners of XμX^\mu (c=1/2c=1/2 each), make the world-sheet supersymmetry that exchanges the two a gauge symmetry, and the ghosts add central charge +11+11.

D(1+12)+(−26+11)=0 ⟹ D=10(9)D\Big(1+\frac12\Big)+(-26+11)=0\ \Longrightarrow\ D=10 \tag{9}

In Tong §5.3.1, 'c = 26 − 11 = 15' and 'D(1 + 1/2) = 15' Physics. We check it in light cone too. Depending on the boundary condition, the fermion oscillations take half-integer labels r=12,32,…r=\frac12,\frac32,\dots (Neveu–Schwarz, NS) or integer ones (Ramond, R), and their zero-point energy has the opposite sign, −12∑r-\frac12\sum r. The finite parts are in Table 1.

Table 1 The sum minus 1/ε21/\varepsilon^2 (cutoff e−εre^{-\varepsilon r})
εInteger ∑n e−εn\sum n\,e^{-\varepsilon n}Half-integer ∑r e−εr\sum r\,e^{-\varepsilon r}
0.1−0.08329170.0416302
0.001−0.08333330.0416667
→ 0−1/12+1/24

ComputedThe numbers in this table were computed on this machine (closed forms checked against direct sums).

The zero-point energy per transverse direction is −124−148=−116-\frac1{24}-\frac1{48}=-\frac1{16} for NS and −124+124=0-\frac1{24}+\frac1{24}=0 for R Computed. The NS levels are α′M2=N−D−216\alpha'M^2=N-\frac{D-2}{16} (NN also takes half-integers), and the first excited state ψ−1/2i∣0⟩\psi^i_{-1/2}|0\rangle is again a vector with D−2D-2 components. The massless condition 12−D−216=0\frac12-\frac{D-2}{16}=0 gives D=10D=10, agreeing with (9) ("Superstring" in Figure 1). The tachyon of the NS ground state, α′M2=−12\alpha'M^2=-\frac12, is said to be removed by a rule that discards part of the states (attributed to Gliozzi–Scherk–Olive 1977) Physics.

Detour: 26 − 10 = 16 and the heterotic string

Detour

A subsection you may skip.

Green–Schwarz (1984) named SO(32)SO(32) and E8×E8E_8\times E_8 as the groups for which the gauge and gravitational anomalies in 10 dimensions cancel, and Gross–Harvey–Martinec–Rohm (1985) built the heterotic string as 'a chiral combination of the closed D=26 bosonic and D=10 fermionic strings' Known. The difference between 26 and 10 is 16, and SO(32)SO(32) and E8×E8E_8\times E_8 both have rank 16 and dimension 496 (E8E_8 has 240 roots and rank 8, giving 248; 1-04) Computed. How this 16 becomes a gauge group is in 7-07.

07

Why 11: a number of supergravity, not of strings

11 is not a critical dimension of strings. The abstract of Cremmer–Julia–Scherk (1978) reads 'We present the action and transformation laws of supergravity in 11 dimensions' Known. Supergravity is a field theory containing the graviton and its supersymmetric partner (the gravitino), and that 11 is its upper limit is said to follow from the classification of Nahm (1978).

The skeleton is this Physics. Supercharges are the generators of the symmetry that exchanges bosons and fermions (supersymmetry), and QQ is the number of their real components. With QQ supercharges, the range of helicities (the amount of rotation about the direction of motion) of a massless multiplet is Q/8Q/8, and for spin at most 2 (range at most 4) Q≤32Q\le32. 11 dimensions is said to be the last dimension that fits within this.

The fields of 11-dimensional supergravity are the graviton, a 3-form and the gravitino. A 3-form is an antisymmetric field with three indices, the electromagnetic potential AμA_\mu (2-03) with three indices instead of one. Counting the degrees of freedom with the little group SO(9)SO(9) (the SO(D−2)SO(D-2) of D=11D=11), the 128 bosons, graviton 45−1=4445-1=44 and 3-form (93)=84\binom93=84, balance the gravitino's 9⋅16−16=1289\cdot16-16=128 Computed. In counting the gravitino we used, only as a number, that a spinor of SO(9)SO(9) (the quantity carrying the internal degrees of freedom of a fermion) has 16 components.

Witten (1995) argued in the abstract 'It is argued … that eleven-dimensional supergravity arises as a low energy limit of the ten-dimensional Type IIA superstring'. The IIA string is a kind of closed superstring in 10 dimensions in which the supersymmetries carried by the right- and left-moving oscillations have opposite handedness (chirality). With λ\lambda the coupling of the IIA string, the radius of the 11th circle in 11-dimensional units is

r(λ)=λ2/3(10)r(\lambda)=\lambda^{2/3} \tag{10}

(formula (2.13) of that paper) Physics. At weak coupling the circle shrinks, and states with momentum nn around the circle have mass ∼∣n∣/λ\sim|n|/\lambda in the string metric (formula (2.14)): heavy and not seen. As a metaphor, the 10 dimensions of the string are how a thin 11-dimensional tube looks from afar. More precisely, this is a conjecture from low-energy arguments, and the IIA string at strong coupling has no independent definition. Hořava–Witten (manuscript 1995, published 1996) proposed a link between the heterotic string and 11 dimensions in the form 'We propose'. The following paper (1996) argued that the gauge group is fixed to one E8E_8 for each boundary, wrote that this gives new material testing 'the hypothesis that there is a consistent quantum M-theory', and treated the existence of M-theory as a hypothesis. This 11-dimensional theory (M-theory) has no complete definition.

08

The "critical dimension" is a critical central charge: extra dimensions need not be geometry

What (8)(9) require is not a dimension but a central charge. Tong writes 'the "critical dimension" of string theory is something of a misnomer: it is really a "critical central charge"' Known. For flat four-dimensional spacetime, for the bosonic string it suffices to add any conformal field theory with c=22c=22 to the c=4c=4 of X0,…,X3X^0,\dots,X^3, and Tong continues 'It is what we really mean when we talk about the "extra hidden dimensions of string theory"'. For the superstring flat four dimensions give c=6c=6 and the rest is c=9c=9 Computed. As a metaphor, only the total of the ledger is fixed and the items are free. More precisely, the internal theory must also satisfy other conditions (world-sheet supersymmetry and so on), and it can be read as geometry, as a manifold, only in special cases. How the extra dimensions then become invisible is in 7-06, and how gauge fields come out in 7-07.

Figure 2 Varying the number of flat dimensions dflatd_{\text{flat}} changes the breakdown of the central-charge ledger. The internal theory (hatched) takes up what is removed, and the total stays 0
Bosonic string, flat 4 dims c = 4, internal c = 22, ghosts c = −26, total 0

ComputedThe arithmetic of this figure was checked on this machine. If JavaScript is disabled, read it as dflat+cint=26d_{\text{flat}}+c_{\text{int}}=26 (for the superstring 32dflat+cint=15\frac32d_{\text{flat}}+c_{\text{int}}=15).

09

Back to Yang–Mills: the four-dimensional tube, and the dimensions of holography

Then is the string of the four-dimensional tube of 7-03, not being 26-dimensional, inconsistent? The abstract of Polchinski–Strominger (1991) states that the long-distance effective theory of four-dimensional strings such as 'QCD strings' is 'an interacting Poincaré-invariant conformal field theory with four bosons and c=26', and showed the compatibility to second order in perturbation Physics. The 4 bosons, which would have c=4c=4 if free, carry c=26c=26 through their interaction. What the critical dimension constrains is the fundamental string; the effective theory of a long tube is consistent as it is, in four dimensions. But the effective theory breaks down at short distances, and there is no rigorous derivation (7-03 §06).

The extra dimensions of the fundamental string return to Yang–Mills through holography (7-08), and the breakdown differs from model to model. Maldacena's AdS5×S5AdS_5\times S^5 (AdS5AdS_5 is a five-dimensional spacetime of constant negative curvature, with the four-dimensional directions and a radial direction; S5S^5 is the five-sphere) is 10 = 4 + radial + S5S^5; Witten 1998 §4 is 11 = 4 + two circles + radial + S4S^4 (one circle fewer, 10, on reducing to IIA); the improved holographic QCD of Gürsoy–Kiritsis is 5 = 4 + radial. The dimensions that make the gap also differ by model: in Witten's type, a two-dimensional cigar formed by the radial direction and a shrinking circle; in the bottom-up type, a single radial direction and an infrared singularity (7-09) Physics. These extra dimensions are tools of a dual description, not claimed to be real dimensions, and are a separate matter from the experimental lower bounds (7-06).

Seam

(1) String theory has no non-perturbative definition, and the very existence of M-theory is a hypothesis. (2) Holographic computations work on the side of N→∞N\to\infty and 't Hooft coupling →∞\to\infty, the opposite direction to the limit that returns to four-dimensional pure Yang–Mills (7-10). (3) The problem statement (Jaffe–Witten) writes 'at present we do not know' of a non-trivial relativistic field theory in four dimensions satisfying axioms such as Wightman's (4-09). The road of extra dimensions does not construct a four-dimensional theory in this sense either.


What this chapter can say

What is saidWhat is not said
KnownThe counting of (3)(5) (as a two-dimensional world-sheet computation in light cone).A non-perturbative definition of string theory. The existence of M-theory.
PhysicsThe reading of (4) (reading the first excited state as massless) and the balance of (8)(9) (the central charge of the ghosts and the anomaly argument).The treatment of the non-critical string (the Liouville field) for D≠26D\ne26.
ComputedTables 1 and 2, Figures 1 and 2, 576, 496, 128, the Hagedorn temperature (the 1/LH1/L_H of 7-03), α′\alpha'.Why the Bessel form of Table 2 fits so well.
PhysicsThe readings of the graviton and the tachyon, the relation between 11 dimensions and IIA, Hořava–Witten (a proposal).Checking "11 is the upper limit" in the original source.
PhysicsThat the effective theory of the four-dimensional tube is consistent with c=26c=26 (to second order in perturbation). The breakdown of the dimensions of the models.Consistency of the effective string at all orders. That a tube exists in four-dimensional Yang–Mills. Constructing a four-dimensional theory from extra dimensions. This site shows neither the mass gap nor the construction of the continuum limit.

Sources and reproduction

ItemKindSource / tools
Jmax⁡J_{\max}, (2)–(9), each quotationKnown, PhysicsD. Tong, "String Theory", arXiv:0908.0333 §2.2–2.4, §3.1, §4.4.1, §5.3 (including the non-critical string of §5.3.2). Text checked.
Light-cone quantisation and D=26D=26 (the original source of (4)(5)) / 'At D = 26 ...'Known, PhysicsP. Goddard, J. Goldstone, C. Rebbi, C. B. Thorn, Nucl. Phys. B56 (1973) 109 / A. M. Polyakov, Phys. Lett. B103 (1981) 207. Abstracts checked.
Meson models, NS and R / the rule removing the tachyonKnown, PhysicsG. Veneziano, Nuovo Cim. A57 (1968) 190 (bibliographic data only; its standing as the starting point of dual resonance models not checked) / A. Neveu, J. H. Schwarz, Nucl. Phys. B31 (1971) 86 / P. Ramond, Phys. Rev. D3 (1971) 2415 (abstracts checked) / F. Gliozzi, J. Scherk, D. Olive, Nucl. Phys. B122 (1977) 253 (abstract only; the attribution of the projection not checked).
The little group / formula (7)KnownE. P. Wigner, Ann. of Math. 40 (1939) 149 / H. W. J. Blöte, J. L. Cardy, M. P. Nightingale, PRL 56 (1986) 742 / I. Affleck, PRL 56 (1986) 746. Bibliographic data only (content checked in Tong).
Anomaly cancellation / the heterotic stringKnownM. B. Green, J. H. Schwarz, Phys. Lett. B149 (1984) 117 / D. J. Gross, J. A. Harvey, E. J. Martinec, R. Rohm, PRL 54 (1985) 502. Abstracts checked.
11-dimensional supergravity / the upper limitKnownE. Cremmer, B. Julia, J. Scherk, Phys. Lett. B76 (1978) 409 (abstract checked) / W. Nahm, Nucl. Phys. B135 (1978) 149 (abstract only; "11 is the upper limit" not checked).
(10), KK masses, Hořava–WittenPhysicsE. Witten, Nucl. Phys. B443 (1995) 85, hep-th/9503124 (text checked; formulas (2.13)(2.14)) / P. Hořava, E. Witten, Nucl. Phys. B460 (1996) 506, hep-th/9510209 (manuscript 1995-10) and Nucl. Phys. B475 (1996) 94, hep-th/9603142 (abstracts checked).
The four-dimensional tube and c=26c=26PhysicsJ. Polchinski, A. Strominger, PRL 67 (1991) 1681. Abstract checked.
Asymptotic form of the partition numbersKnownG. H. Hardy, S. Ramanujan, Proc. London Math. Soc. (2) 17 (1918) 75. Bibliographic data only.
Breakdown of the models / the problem statementPhysics, KnownJ. Maldacena, Adv. Theor. Math. Phys. 2 (1998) 231, hep-th/9711200 / E. Witten, Adv. Theor. Math. Phys. 2 (1998) 505, hep-th/9803131 §4 / U. Gürsoy, E. Kiritsis, JHEP 02 (2008) 032, arXiv:0707.1324 (abstract) / A. Jaffe, E. Witten, "Quantum Yang–Mills Theory" (the Clay problem statement, 2000). Witten 1998 §4 and the problem statement: text checked.
Tables, figures, arithmeticComputedPython 3 on this machine. zero_point.py (Table 1), levels.py (Table 2, SO(D−1)SO(D-1), Hagedorn, α′\alpha'), counts.py (576, 128, 496, the balance).

Next chapter to read: 7-06 How extra dimensions become invisible — why extra dimensions that can be read as geometry do not show up in four-dimensional experiments.

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Revised 2026-10-01: first version.