computo ergo sum

2026-10-15 · chapter Yang–Mills and the mass gapPart 15 Ultraviolet controlFlux network, transverse contraction, Theorem F · Kiichi, Shiori and Rin

The whole book Contents and reading orders
  1. Part 0 Entrance — how to read this book
  2. 0-01 How to read this book
  3. 0-02 One picture
  4. 0-03 Reading the problem statement word by word
  5. 0-04 Four dimensions in mathematics and four dimensions in physics
  6. Part 1 Mathematical preparation
  7. 1-01 Vector spaces and linear maps
  8. 1-02 What a group is
  9. 1-03 Lie groups and Lie algebras
  10. 1-04 SU(2) and SU(3)
  11. 1-05 Manifolds and tangent spaces
  12. 1-06 Differential forms and the exterior derivative
  13. 1-07 Vector bundles and connections
  14. 1-08 Probability and measure
  15. 1-09 Probability in infinite dimensions
  16. 1-10 Hilbert spaces and self-adjoint operators
  17. 1-11 Fourier analysis and distributions
  18. 1-12 Detour: what happens only in four dimensions
  19. Part 2 Physical preparation
  20. 2-01 Lagrangians and the action
  21. 2-02 The idea of a field
  22. 2-03 Electromagnetism is a gauge theory
  23. 2-04 Special relativity and spacetime
  24. 2-05 The bones of quantum mechanics
  25. 2-06 The harmonic oscillator and creation and annihilation
  26. 2-07 The idea of the path integral
  27. 2-08 Statistical mechanics and phase transitions
  28. 2-09 Detour: the gap and the correlation length in the Ising model
  29. 2-10 The relaxation time and the dynamical exponent z
  30. Part 3 Yang–Mills theory (classical)
  31. 3-01 The gauge principle
  32. 3-02 Non-abelian gauge fields
  33. 3-03 The action and the equations
  34. 3-04 Gauge theory as geometry
  35. 3-05 Instantons and topology
  36. 3-06 Detour: Donaldson and exotic R⁴
  37. 3-07 Yang–Mills inside the Standard Model
  38. Part 4 Quantisation
  39. 4-01 Canonical quantisation and the Hamiltonian
  40. 4-02 The path integral and Euclideanisation
  41. 4-03 Perturbation theory and Feynman diagrams
  42. 4-04 Divergences and renormalisation
  43. 4-05 The algebra of divergences
  44. 4-06 Asymptotic freedom
  45. 4-07 Dimensional transmutation and Λ
  46. 4-08 Gauge fixing and Faddeev–Popov
  47. 4-09 The axioms of quantum field theory
  48. 4-10 The Osterwalder–Schrader axioms and reconstruction
  49. 4-11 The definition of the mass gap
  50. 4-12 Detour: the perturbation series diverges
  51. Part 5 Lattice gauge theory
  52. 5-01 Wilson's lattice
  53. 5-02 The strong-coupling expansion
  54. 5-03 Reflection positivity and the transfer matrix
  55. 5-04 The infinite-volume limit and the cluster expansion
  56. 5-05 Weak coupling and the continuum limit
  57. 5-06 How U(1) differs from the non-abelian case
  58. 5-07 The Monte Carlo method
  59. 5-08 Measuring glueballs and the string tension
  60. 5-09 What to hold fixed when taking the limit
  61. 5-10 Lattice gauge theory with finite groups
  62. 5-11 Detour: Bakry–Émery and one-link integration
  63. Part 6 Constructive field theory
  64. 6-01 What constructive field theory is
  65. 6-02 Solvability in two dimensions and the Yang–Mills measure
  66. 6-03 Constructing scalar fields
  67. 6-04 The cluster expansion
  68. 6-05 The sequence of renormalisation group steps
  69. 6-06 Ultraviolet stability of three-dimensional Yang–Mills
  70. 6-07 Four dimensions
  71. 6-08 Triviality of φ⁴ in four dimensions
  72. 6-09 Stochastic quantisation and regularity structures
  73. 6-10 Where four dimensions stops
  74. 6-11 Obstacles other than divergence
  75. 6-12 Detour: "if 1/0 is given a symbol"
  76. Part 7 From the side of physics
  77. 7-01 How physics sees it
  78. 7-02 Mechanisms of confinement
  79. 7-03 The string picture
  80. 7-04 Large N
  81. 7-05 String theory and extra dimensions
  82. 7-06 How extra dimensions become invisible
  83. 7-07 Where gauge fields come from
  84. 7-08 Holography
  85. 7-09 The mass gap becomes geometry
  86. 7-10 Back to four dimensions
  87. 7-11 Supersymmetry and Seiberg–Witten
  88. 7-12 The sentence that plays the role of an equivalence principle
  89. 7-13 Where the way physics digs parts from mathematics
  90. Part 8 A dictionary of two languages — the physical and the mathematical view
  91. 8-01 How to read the dictionary
  92. 8-02 Dictionary A
  93. 8-03 Dictionary B
  94. 8-04 Dictionary C
  95. 8-05 The physical counterparts of our assumptions
  96. The map
  97. Part 9 Where things stand, and open tasks
  98. 9-01 How far the world has come
  99. 9-02 Where the two ways of digging part
  100. 9-03 Candidates for new concepts
  101. 9-04 The list of open tasks
  102. 9-05 Common misconceptions
  103. 9-06 The stages a proof must contain — the table of seven stages
  104. The first road — from the direction of time
  105. Part 10 The first road, first half — from the direction of time: the mass gap and the diffusive-relaxation-time assumption
  106. 10-00 Entrance — the staircase, and the random walk, the ruler and the clock
  107. 10-01 The line of construction and Assumption ξ²
  108. 10-02 Roads tried on the four-dimensional lattice, and walls
  109. 10-03 The four steps of the staircase — why we start from 0+1 dimensions
  110. 10-04 The path measure of the double well, and kinks
  111. 10-05 The statement of the first step — four conditions and Proposition 4.5
  112. 10-06 (H1) Local Poincaré within a phase
  113. 10-07 The map of (H2) — seven routes and the seam of the ring
  114. 10-08 What computer-assisted means — the conditions on the chain inside the window
  115. 10-09 The sector framework and the three strands of route 5
  116. 10-10 The list of detour plans — types of breakage
  117. 10-11 (H3)(H4) and the constant of the core
  118. 10-12 The integrated table and the dependency graph
  119. 10-13 Lean statements and the limits of machine checking
  120. 10-14 Reconciliation — the numbers of the record and the known numbers
  121. 10-15 What remains and its cost — the distance to a theorem
  122. 10-16 What is not claimed
  123. 10-17 Insights and small questions
  124. Part 11 The first road, second half — repairing the form of the assumption, making time continuous
  125. 11-00 Further considerations — entrance
  126. 11-01 One form that obstructs Assumption ξ² — a nearly conserved global quantity
  127. 11-02 Choosing the ruler and the coordinates again — the length at which conservation breaks
  128. 11-03 Two ways to repair Assumption ξ² — the sector Assumption ξ² and the local Assumption ξ²
  129. 11-04 Which Assumption ξ² the one-sided bridge needs
  130. 11-05 Making time continuous — the Hamiltonian lattice and the vacuum measure
  131. 11-06 Paying with rarity instead of convexity — renormalisation on groups and log-Sobolev
  132. 11-07 Because it is four dimensions — the dimensionless coupling and topology
  133. 11-08 Questions, and what is not claimed
  134. 11-A1 Table of notation for Part 11
  135. The second road — from the direction of space
  136. Part 12 The second road: from the direction of space — a small twisted T² and confinement
  137. 12-00 Entrance — space, not time
  138. 12-01 The twisted T² and 't Hooft flux
  139. 12-02 Vortices and fractional instantons
  140. 12-03 Containers — conditioning on the frame makes things independent
  141. 12-04 Slab confinement
  142. 12-05 Vortex-insertion identities
  143. 12-06 Driven insertion and the flow lemma
  144. 12-07 Why fixed maps fail
  145. 12-08 The measured record
  146. 12-09 Where this road stops — widening the T² is the band
  147. The crossover band — two roads reach the same wall
  148. Part 13 The crossover band — two roads reach the same wall
  149. 13-00 Entrance — confluence
  150. 13-01 The correct form of the band
  151. 13-02 Reduction to a single inequality
  152. 13-03 The only place where non-abelian enters
  153. 13-04 Structure alone cannot cross
  154. 13-05 The chessboard and simultaneous flips
  155. 13-06 Renormalisation comparison — a comparison that distinguishes groups
  156. 13-07 The band seen from the side of time
  157. 13-08 A map of the roads tried and stopped
  158. 13-09 The measured record
  159. 13-10 Candidate new viewpoints
  160. 13-11 Ultraviolet control — what it means to close at infinitely many steps
  161. Closing
  162. Part 14 Closing — conditional statements
  163. 14-00 Entrance — the promise of this part
  164. 14-01 The conditional statement — the mass gap and confinement, arrow by arrow
  165. 14-02 The ledger of conditions
  166. 14-03 The table of questions (a cross-index)
  167. 14-04 What is not claimed (a cross-index)
  168. The ultraviolet wall — the foundation beneath both roads
  169. Part 15 Ultraviolet control — what it means to close at infinitely many steps
  170. 15-00 Entrance — what ultraviolet control is
  171. 15-01 Why the ultraviolet is hard — dimensionless coupling, group-valued fields, gauge
  172. 15-02 A map of the sources — Bałaban's programme, the BBS chain, two rows absent from the sources
  173. 15-03 The decomposition statement — a class that closes with finitely many parameters, and three remainders
  174. 15-04 The one-link heat-kernel class and the hierarchical model
  175. 15-05 The flux-network theorem — the transverse contraction and the parameter flow in one projection
  176. 15-06 Counting the parameters — couplings by loop shape and the attracting class
  177. 15-07 Background-dependent fluctuations η — absorption step by step
  178. 15-08 The four rows that do not close, and proposals for them
  179. 15-09 What cannot be said, the index of questions, the dependency diagram
  180. Appendices
  181. A-01 Table of notation
  182. A-02 Glossary
  183. A-03 Guide to the literature
  184. A-04 Lean and machine checking
  185. A-05 How this book was made
  186. A-06 Index of assumptions
  187. A-07 Papers that came out of this book

The flux network theorem — transverse contraction and the flow of the parameter from one projection

What this chapter shows — If we fix the angle θ\theta of the loop WW of the single coarse plaquette, restrict to commuting configurations and minimise the tree-level action ∑pϕp2/2\sum_p\phi_p^2/2, the minimiser is unique, ϕ=θf\phi=\theta f, f=Ps/∥Ps∥2f=Ps/\|Ps\|^2 (ss is a surface with boundary WW, and PP is the orthogonal projection onto the space of plaquette angles that come from links) (Theorem F). From this, the ratio of the coarse coupling β′/β=∑f2\beta'/\beta=\sum f^2, the factor ∑f4\sum f^4 by which the fine quartic term maps to the coarse quartic term, and the one-step factor of the deviation from the heat-kernel class (the transverse contraction) λ=∑f4/∑f2\lambda=\sum f^4/\sum f^2 are all determined, and λ≤max⁡f2\lambda\le\max f^2 follows in one line. In a three-dimensional box with free boundary, ∑f2\sum f^2 is the effective resistance of a resistor network. We set out, with their conditions, the table of numbers for varying box size, boundary and size of the coarse plaquette; that when the coarse plaquette is enlarged the action is paid along the perimeter; that the genuine two steps and the iterated two steps do not agree; and that in the network with all coarse plaquettes fixed at once (Theorem G) the contraction becomes a matrix and exceeds 1/161/16 in coarse directions.

Chapters assumed — 15-00 §01 (steps, the same form), 15-03 §02 (the statement of the decomposition), 15-03 §04 (the ledger of the transverse contraction), 15-04 §02 (one Migdal–Kadanoff step and 1/161/16). We use linear algebra (orthogonal projections, Cauchy–Schwarz) and Kirchhoff's laws for electric circuits.

Said first — All numbers in this chapter are numbers for a step that looks at the marginal distribution of one coarse plaquette (not a genuine blocking step); only §07 is "a step with all coarse plaquettes fixed at once". Theorem F and Theorem G are statements at tree level restricted to commuting configurations (the main term as β→∞\beta\to\infty); they do not include the minimum over non-commuting configurations, the one-loop correction (the source), large fields, or the re-fixing of the gauge. The numbers for the source are one-loop values, started from the heat kernel, with a single image, at β→∞\beta\to\infty. This chapter does not show ultraviolet control ①.

The order of this chapter
  1. Setting — commuting configurations, the projection PP, the unit flux
  2. Theorem F — the minimiser, β′/β=∑f2\beta'/\beta=\sum f^2, the map of the quartic term, λ\lambda (equations (2)–(6))
  3. The three-dimensional free boundary is a resistor network — 2×2×12\times2\times1 solved by hand
  4. Inequalities — monotonicity under inclusion, 1/(16d−8)≤λ≤1/161/(16d-8)\le\lambda\le1/16
  5. The table of boxes (Table 1)
  6. Enlarging the coarse plaquette — the perimeter type; the genuine two steps and the iterated two steps (Tables 2 and 3)
  7. The network with all coarse plaquettes fixed — Theorem G (Tables 4 and 5)
  8. Implications for the decomposition, and questions (Table 6)
  9. What cannot be said
  10. The five grades table and the dependency graph (Table 7)

00

What this chapter shows

01

Setting — commuting configurations, the projection, the unit flux

Lattice. Take the cubical complex of a dd-dimensional box [0,n1]×⋯×[0,nd][0,n_1]\times\cdots\times[0,n_d] (free boundary) or a dd-dimensional torus (periodic). Let CkC_k be the space of real-valued functions on the kk-dimensional cells (C1C_1 are links, C2C_2 plaquettes, C3C_3 cubes), with inner product the sum of the products of the values on each cell, and let d:C1→C2d:C_1\to C_2 be the map that makes plaquette angles from link angles (the coboundary).

Commuting configurations. Restrict all links of SU(2)SU(2) to rotations about one direction (σ3\sigma_3) and write them by link angles A∈C1A\in C_1; then the plaquette angles are ϕ=dA\phi=dA. The action of a single image of the heat kernel is β∑pϕp2/2\beta\sum_p\phi_p^2/2, and Wilson's action is β∑p(ϕp2/2−ϕp4/24+⋯ )\beta\sum_p(\phi_p^2/2-\phi_p^4/24+\cdots) (the same conventions as 15-04 §01).

The single coarse plaquette. Take a coarse loop WW (for example the 8 links of the outer boundary of a 2×22\times2 square) and a surface s∈C2s\in C_2 with boundary WW (the 4 plaquettes of that square, coefficients ±1\pm1, support written SS). The constraint that the angle of the holonomy of WW is θ\theta is ⟨s,ϕ⟩=θ\langle s,\phi\rangle=\theta.

Allowed fields and the projection. Let A:=im⁡d⊂C2\mathcal A:=\operatorname{im}d\subset C_2 be the space of plaquette angles that come from links, PP the orthogonal projection onto A\mathcal A, and u:=Ps≠0u:=Ps\ne0. Since a box with free boundary is contractible, A\mathcal A coincides with the space in which "the oriented sum over each cube is 0"; in the periodic case the condition that the flux through each coordinate 2-torus is 0 is added Proved here.

f:=Ps∥Ps∥2,A0:={ψ∈A: ⟨s,ψ⟩=0}(1)f:=\frac{Ps}{\|Ps\|^2},\qquad \mathcal A_0:=\{\psi\in\mathcal A:\ \langle s,\psi\rangle=0\} \tag{1}

and call ff the flux. f∈Af\in\mathcal A, ⟨s,f⟩=1\langle s,f\rangle=1 (the unit flux), f⊥A0f\perp\mathcal A_0.

The "one step" of this chapter means: given the angle θ\theta of the single coarse plaquette, integrate out all the remaining degrees of freedom, and read the resulting distribution of θ\theta (the marginal distribution) as the weight of a single plaquette at the next step. It is a step that looks at the marginal distribution of one coarse plaquette, not a genuine blocking step (the joint distribution of all plaquettes of the coarse lattice is treated only in part, in §07).

02

Theorem F — the minimiser and three ratios

Theorem F. In the setting above, under the conditions (a) restriction to commuting configurations, (b) the main term in β→∞\beta\to\infty (tree level; the one-loop correction and O(1/β)O(1/\beta) are not included), (c) free boundary or periodic, fixed, the following holds Proved here.

Proof. (i) If ϕ∈A\phi\in\mathcal A, then from Pϕ=ϕP\phi=\phi and the self-adjointness of PP, ⟨s,ϕ⟩=⟨Ps,ϕ⟩=⟨u,ϕ⟩\langle s,\phi\rangle=\langle Ps,\phi\rangle=\langle u,\phi\rangle. By Cauchy–Schwarz θ2≤∥u∥2∥ϕ∥2\theta^2\le\|u\|^2\|\phi\|^2, hence ∥ϕ∥2≥θ2/∥u∥2\|\phi\|^2\ge\theta^2/\|u\|^2. ϕ=θu/∥u∥2=θf\phi=\theta u/\|u\|^2=\theta f lies in A\mathcal A, satisfies the constraint and gives equality. The constraint set is closed under midpoints, and ∥ϕ∥2\|\phi\|^2 on it is strictly convex by the parallelogram identity, so the minimiser is unique. If ψ∈A0\psi\in\mathcal A_0 then ⟨f,ψ⟩=⟨u,ψ⟩/∥u∥2=⟨s,ψ⟩/∥u∥2=0\langle f,\psi\rangle=\langle u,\psi\rangle/\|u\|^2=\langle s,\psi\rangle/\|u\|^2=0.

(ii) (2) follows from the minimum βθ2/(2∥u∥2)\beta\theta^2/(2\|u\|^2) and ∑f2=∥u∥2/∥u∥4\sum f^2=\|u\|^2/\|u\|^4. The lower bound is Cauchy–Schwarz on ⟨s,f⟩=∑p∈Sspfp=1\langle s,f\rangle=\sum_{p\in S}s_pf_p=1. If ∣S∣=1|S|=1, then ss itself is not closed (the sum over the boundary of a cube is not 0), so u≠su\ne s, ∥u∥<∥s∥=1\|u\|\lt\|s\|=1, ∑f2>1\sum f^2\gt1.

(iii) Every ϕ\phi satisfying the constraint can be written uniquely as θf+ψ\theta f+\psi (ψ∈A0\psi\in\mathcal A_0). The upper bound is ψ=0\psi=0. Lower bound: from f⊥ψf\perp\psi, ∑(θf+ψ)2=θ2∑f2+∥ψ∥2\sum(\theta f+\psi)^2=\theta^2\sum f^2+\|\psi\|^2. Expanding the quartic term, ∣∑f3ψ∣≤∥f3∥∥ψ∥|\sum f^3\psi|\le\|f^3\|\|\psi\|, ∑f2ψ2≤m2∥ψ∥2\sum f^2\psi^2\le m^2\|\psi\|^2, ∣∑fψ3∣≤mr∥ψ∥2|\sum f\psi^3|\le mr\|\psi\|^2, and bounding with ∑ψ4≤r2∥ψ∥2\sum\psi^4\le r^2\|\psi\|^2, we get, with x=∥ψ∥x=\|\psi\| and a=4σ∣θ∣3∥f3∥a=4\sigma|\theta|^3\|f^3\|, V(θf+ψ)≥(right-hand side)+β4x2−ax≥(right-hand side)−a2/βV(\theta f+\psi)\ge(\text{right-hand side})+\frac\beta4x^2-ax\ge(\text{right-hand side})-a^2/\beta.

(iv) The coarse action has the same form as β′θ2/2−σ′θ4+O(θ6)\beta'\theta^2/2-\sigma'\theta^4+O(\theta^6), so σ′/β′=(σ/β)∑f4/∑f2\sigma'/\beta'=(\sigma/\beta)\sum f^4/\sum f^2. The inequality on the right is fp4≤(max⁡f2)fp2f_p^4\le(\max f^2)f_p^2 added up. The one on the left follows from the power mean (∑Sg)4≤∣S∣3∑Sg4(\sum_{S}g)^4\le|S|^3\sum_Sg^4 (gp=spfpg_p=s_pf_p, Cauchy–Schwarz twice) and ∑Sg=1\sum_Sg=1. ∎

The meaning of (iv). For two weights that arrived at the same β′\beta' (κ=1/24\kappa=1/24 started from Wilson and κ=0\kappa=0 started from the heat kernel), the difference of the coefficients of θ4\theta^4, normalised by β′\beta', is multiplied by λ\lambda in one step. This is the main term of the transverse contraction in the ledger of 15-03 §04. It agrees with the ratio of total-variation distances measured at finite β\beta (0.0443, 0.0451, 0.0463, 0.0469 for βT=1,2,3,4\beta_T=1,2,3,4 at 2×2×12\times2\times1) approaching 7/144=0.04867/144=0.0486 from below, but we have not shown that the ratio of total-variation distances converges to λ\lambda Reading.

03

The three-dimensional free boundary is a resistor network

In a box with free boundary the orthogonal complement of A\mathcal A consists of 2-cycles, and since the box is contractible it coincides with sums of boundaries of cubes. Hence ∥Ps∥2=min⁡c∥s−∂c∥2\|Ps\|^2=\min_{c}\|s-\partial c\|^2 (cc is a function on cubes; Dirichlet's principle) Proved here. In three dimensions, consider the dual resistor network whose nodes are the cubes, whose edges of resistance 1 are the interior faces, with the faces of SS as edges to a source S and the other outer faces as edges to a sink T; then ϕ∈A\phi\in\mathcal A says that the oriented sum at each cube is 0 (Kirchhoff's current law), the constraint says that the amount of current from S to T is θ\theta, ∑f2\sum f^2 is the effective resistance between S and T, and ff is the unit current (Thomson's principle) Cited (a restatement of standard facts about electric circuits).

Example: the 2×2×12\times2\times1 slab. Each cube receives the current 14\frac14 from the bottom face and passes it to the 2 side faces on the outer rim (in parallel, resistance 12\frac12) and to the top face (resistance 1). The resistance of a column is 1+(12∥1)=431+(\frac12\parallel1)=\frac43; with four in parallel, ∑f2=13,∑f4=4⋅144+12⋅1124=7432,λ=7144(6)\sum f^2=\frac13,\qquad \sum f^4=4\cdot\frac1{4^4}+12\cdot\frac1{12^4}=\frac7{432},\qquad \lambda=\frac7{144} \tag{6} Proved here. The flux is 14\frac14 on the bottom faces, 112\frac1{12} on the top faces and the outer side faces, and 0 on the inner walls. In four dimensions the network is a potential not on cubes but on 3-cells, and the picture is harder to draw, but the projection formula (1) can be used as it is, independently of dimension.

04

Inequalities — monotonicity under inclusion, and both sides of the contraction

(a) Monotonicity under inclusion. For complexes K⊂K′K\subset K' containing WW, ∑f2(K)≤∑f2(K′)\sum f^2(K)\le\sum f^2(K') Proved here. Proof: restricting a configuration on K′K' to KK does not change the holonomy of WW, and the action (a sum of non-negative terms) decreases, so the minimum is larger for the larger complex. ∎ In three dimensions this is the same content as Rayleigh's monotonicity (a box with free boundary is the result of shorting the surrounding cubes to the sink, and shorting lowers the effective resistance). So a small box with free boundary makes β′/β\beta'/\beta look small.

(b) Both sides of the contraction. When the 4 plaquettes of the coarse plaquette carry f=14f=\frac14 symmetrically (when the box is invariant under the 90° rotation about the coarse plaquette; this holds for all boxes in Table 1), ∑f4≥4⋅4−4=164\sum f^4\ge4\cdot4^{-4}=\frac1{64}. Moreover, the trial configuration "θ/8\theta/8 on each of the 8 links of WW, 0 elsewhere" gives θ/4\theta/4 to each plaquette of the coarse plaquette and θ/8\theta/8 to each of the other 2d−32d-3 plaquettes containing a link of WW, so from Thomson's inequality (i), in any box (even in the infinite lattice) ∑f2≤14+2d−38\sum f^2\le\frac14+\frac{2d-3}8. Together, 116d−8 ≤ 164∑f2 ≤ λ ≤ max⁡f2=116(7)\frac1{16d-8}\ \le\ \frac1{64\sum f^2}\ \le\ \lambda\ \le\ \max f^2=\frac1{16} \tag{7} Proved here (the equality on the right, max⁡f2=116\max f^2=\frac1{16}, holds when the largest flux is on the coarse plaquette; we have confirmed this in all boxes computed, but there is no general proof Reading). In four dimensions 1/56≤λ≤1/161/56\le\lambda\le1/16, in three 1/40≤λ1/40\le\lambda. The equality λ=1/16\lambda=1/16 holds when the flux sits only on the faces of 14\frac14, and the 16 plaquettes of Migdal–Kadanoff (15-04 §02) are exactly this. For a step of the type in which the coarse plaquette is made of 4 fine plaquettes, the Migdal–Kadanoff 1/161/16 is the upper end of the transverse contraction, and the more parallel paths there are, the more thinly the flux is divided and the smaller λ\lambda becomes.

In the boxes computed, λ⋅∑f2=∑f4\lambda\cdot\sum f^2=\sum f^4 stays within 1.04–1.22 times 1/641/64, and the movement of λ\lambda is determined almost entirely by the reciprocal of the denominator ∑f2\sum f^2 (the slope of the invariant curve) Reading (an observation).

05

The table of boxes

Table 1 lists, box by box, the three numbers of one step for a 2×2 coarse plaquette. ∑f2\sum f^2 and λ\lambda are the main terms of the flux network (for the three-dimensional free boundary and the boxes free only on the outer rim they are rational, and the two formulations agree Proved here; in four dimensions and the periodic case they are floating-point, and the two formulations agree to about 10−1210^{-12} Reading), and the source is the numerical value of the coefficient of θ4\theta^4 at one loop, started from the heat kernel, with a single image, at β→∞\beta\to\infty Reading. "Free only on the outer rim" means that only the outer faces on the rim of the slab are free boundary, with cubes left around the coarse plaquette; "interior" means the coarse plaquette is embedded in the interior of the box; "periodic" is a torus with only one coarse plaquette fixed and the other plaquettes free.

Table 1 The three numbers of one step for a 2×2 coarse plaquette (SU(2)SU(2); tree level restricted to commuting configurations = the main term in β→∞\beta\to\infty; the marginal distribution of one coarse plaquette. The source: started from the heat kernel, single image, β→∞\beta\to\infty, one loop)
System∑f2=β′/β\sum f^2=\beta'/\betaλ=∑f4/∑f2\lambda=\sum f^4/\sum f^2Source σ\sigmaChecks and notes
Two-dimensional open strip (two plaquettes combined in series)1/21/21/41/400 Proved hereOnly series (convolution), so it closes in the heat-kernel class
Migdal–Kadanoff (d=4d=4, b=2b=2)111/161/161/3840≈2.60×10−41/3840\approx2.60\times10^{-4}The map on the hierarchical lattice. Flux 14\frac14 on 16 plaquettes (15-04)
Three-dimensional 2×2×12\times2\times1, free boundary1/31/37/144≈0.04867/144\approx0.04864.11×10−4≈1/24334.11\times10^{-4}\approx1/2433For the source, the extrapolation of finite sums of characters and the one-loop value agree to 4 digits. Heat-bath Monte Carlo on all links and finite sums of characters give ≤1.7σ\le1.7\sigma at β=4\beta=4–3232
Three-dimensional 2×2×22\times2\times2, free boundary15/4415/445079/106480≈0.04775079/106480\approx0.04774.65×10−4≈1/21494.65\times10^{-4}\approx1/2149One loop in two implementations (finite differences and the analytic Hessian). Monte Carlo gives ≤0.96σ\le0.96\sigma at β=16,32\beta=16,32
Three-dimensional 2×2×32\times2\times3, free boundary14/4114/41≈0.04765\approx0.047654.71×10−44.71\times10^{-4}One loop in one implementation
Three-dimensional 2×2×∞2\times2\times\infty(1+3)/8≈0.3415(1+\sqrt3)/8\approx0.3415≈0.04764\approx0.04764≈4.72×10−4\approx4.72\times10^{-4}∑f2\sum f^2 from the ladder formula R=12∥(1+R)R=\frac12\parallel(1+R) Proved here. The source is an estimate from three points
Three-dimensional, the centre of 4×4×24\times4\times2, free only on the outer rim1023/2815≈0.36341023/2815\approx0.3634≈0.04466\approx0.044666.13×10−4≈1/16306.13\times10^{-4}\approx1/1630The flux agrees across three implementations. At one loop the two implementations agree to relative 1.4×10−51.4\times10^{-5}
Three-dimensional slab of thickness 2, widened (6×6×26\times6\times2, 8×8×28\times8\times2, …)0.3664→0.366800.3664\to0.366800.04430→0.044250.04430\to0.044256.41→6.45×10−46.41\to6.45\times10^{-4}At 4×4×24\times4\times2 within 1% (flux) and 5% (source) of the limit. The limit of the source is an estimate
Three-dimensional 434^3, interior of 636^3 (coarse plaquette on a plane inside the box)0.46690.4669, 0.47600.47600.03610.0361, 0.03550.03551.04×10−31.04\times10^{-3}, 9.92×10−49.92\times10^{-4}One loop in one implementation. The source is not monotone in the box size
Three-dimensional, periodic 434^3, 838^3, 16316^3 (only one plaquette fixed)8/158/15, 0.48590.4859, 0.48140.48140.03320.0332, 0.03490.0349, 0.03520.0352—Flux in two formulations. 8/158/15 for 434^3 agrees to 15 digits
Four-dimensional 2×2×1×12\times2\times1\times1, free boundary3/73/7≈0.0393\approx0.03934.68×10−44.68\times10^{-4}One loop in two implementations
Four-dimensional 2×2×2×12\times2\times2\times1, free boundary105/241105/241≈0.0390\approx0.03904.80×10−44.80\times10^{-4}One loop in one implementation
Four-dimensional 242^4, free boundary180/407≈0.4423180/407\approx0.4423≈0.0386\approx0.03864.86×10−4≈1/20584.86\times10^{-4}\approx1/2058At one loop the two implementations agree to relative 4.9×10−54.9\times10^{-5}
Four-dimensional, the centre of 4×4×2×24\times4\times2\times2, free only on the outer rim≈0.4867\approx0.4867≈0.0350\approx0.03505.46×10−4≈1/18335.46\times10^{-4}\approx1/1833One loop in one implementation
Four-dimensional, interior of 444^4 (open box)0.71800.71800.02660.02664.96×10−4≈1/20174.96\times10^{-4}\approx1/2017One loop in two implementations, sparse and dense, agreeing in log det to 1.5×10−111.5\times10^{-11}. In the interior of 12412^4, ∑f2=0.7301\sum f^2=0.7301, λ=0.02645\lambda=0.02645 (flux only)
Four-dimensional, periodic 444^4, 848^4, 12412^4 (only one plaquette fixed)16/2116/21, 0.73150.7315, 0.73050.73050.02640.0264, 0.026450.02645, 0.026450.02645—Flux in two formulations. 16/2116/21 agrees to 13 digits
Villain for U(1)U(1) (any box)Same ∑f2\sum f^2—00 Proved hereCloses at β′=β∑f2\beta'=\beta\sum f^2, and the deviation is only e−cβe^{-c\beta} (Poisson summation)

What to read from Table 1 Reading.

06

Enlarging the coarse plaquette — the perimeter type, and the genuine two steps

We widen the coarse plaquette to L×LL\times L (the outer boundary WW has 4L4L links). L=2L=2 is one step, and L=4L=4 is the "genuine two steps" that take the factor 4 in the plane directions at once. The "iterated two steps" compared with it are the approximation of applying the one-step map once more to the coarse lattice (feeding the marginal distribution of one coarse plaquette back in as the action of the next step); we count β′′/β=(∑f12)2\beta''/\beta=(\sum f_1^2)^2, λ\lambda as λ12\lambda_1^2 and the source as σ1(1+∑f14)\sigma_1(1+\sum f_1^4).

(a) Upper bound. The trial configuration "θ/(4L)\theta/(4L) on each of the 4L4L links of WW, 0 elsewhere" gives 2θ/(4L)2\theta/(4L) to the 4 corner plaquettes of the coarse plaquette, θ/(4L)\theta/(4L) to the 4(L−2)4(L-2) edge plaquettes and 0 to the inner plaquettes (the sum over the coarse plaquette is 1, matching the holonomy of WW), and the outer plaquettes containing each link of WW number at most 2d−32d-3. Hence L≥2L\ge2, and in any box (even in the infinite lattice) ∑f2(L) ≤ d−12L+12L2,λ(L) ≥ L−6∑f2(L) ≥ 2L4((d−1)L+1)(8)\sum f^2(L)\ \le\ \frac{d-1}{2L}+\frac1{2L^2},\qquad \lambda(L)\ \ge\ \frac{L^{-6}}{\sum f^2(L)}\ \ge\ \frac2{L^4\bigl((d-1)L+1\bigr)} \tag{8} Proved here (the right side from Stokes, i.e. the sum of ff over the L2L^2 plaquettes of the coarse plaquette is 1, and the power mean). In four dimensions L=2L=2 is 7/87/8 and 1/561/56 (the same as §04), and L=4L=4 is 13/3213/32 and 1/16641/1664.

(b) The genuine two steps lower β\beta much more than the iteration does. By monotonicity under inclusion, one step embedded in the four-dimensional lattice has ∑f12≥0.717961\sum f_1^2\ge0.717961 (the value in the interior of 444^4; the two formulations agree Reading), hence (∑f12)2≥0.5155>13/32≥∑f22(\sum f_1^2)^2\ge0.5155\gt13/32\ge\sum f_2^2 Proved here (the input 0.717961 is a computed number). The iteration falls only by about L−0.48L^{-0.48} in L=2kL=2^k, while the genuine L×LL\times L is O(1/L)O(1/L) by (8), so the ratio tends to 0 with the number of steps. The β′/β\beta'/\beta of the marginal distribution of one coarse plaquette falls in four dimensions with the perimeter type (O(1/L)O(1/L)), and cannot be expressed by repeating the square of one step. In the two-dimensional plane alone the two agree (for a 4×4 coarse plaquette, ∑f2=1/16=(1/4)2\sum f^2=1/16=(1/4)^2, λ=1/256=(1/16)2\lambda=1/256=(1/16)^2).

(c) The perimeter type. In the four-dimensional boxes computed, 44–51% of ∑f2\sum f^2 sits on "the plaquettes in transverse directions touching WW" (2(d−2)=42(d-2)=4 per link of WW), and this proportion hardly changes when the coarse plaquette goes from 2×2 to 4×4 Reading. This reads as the action being paid not over the area of the coarse plaquette but along the perimeter of WW.

Table 2 One step, the iterated two steps, the genuine two steps (four dimensions, open box with the coarse plaquette in the interior, tree level restricted to commuting configurations. The source: started from the heat kernel, single image, β→∞\beta\to\infty, one loop; for the 4×4 coarse plaquette, one implementation with the sparse analytic Hessian, whose path agrees with finite differences to relative 9×10−49\times10^{-4} in the small system 4×4×1×14\times4\times1\times1) Reading
BoxQuantityOne step (coarse plaquette 2×2)Iterated two stepsGenuine two steps (coarse plaquette 4×4)Genuine / iterated
444^4 (the 4×4 coarse plaquette reaches the edge of the box in the plane directions)∑f2\sum f^20.71800.51550.25640.50
λ\lambda2.66×10−22.66\times10^{-2}7.06×10−47.06\times10^{-4}2.62×10−32.62\times10^{-3}3.7
Source4.96×10−44.96\times10^{-4}5.05×10−45.05\times10^{-4}3.70×10−53.70\times10^{-5}0.073
6×6×4×46\times6\times4\times4 (margin 1 in the plane directions)∑f2\sum f^20.72180.52100.28950.56
λ\lambda2.65×10−22.65\times10^{-2}7.02×10−47.02\times10^{-4}2.37×10−32.37\times10^{-3}3.4
Source4.89×10−44.89\times10^{-4}4.98×10−44.98\times10^{-4}3.30×10−53.30\times10^{-5}0.066
12412^4 (flux only)∑f2\sum f^20.73010.53300.30600.57
λ\lambda2.65×10−22.65\times10^{-2}7.00×10−47.00\times10^{-4}2.57×10−32.57\times10^{-3}3.7
Table 3 The sequence in the side LL of the coarse plaquette (four dimensions, open box of (L+2)×(L+2)×4×4(L+2)\times(L+2)\times4\times4 with the coarse plaquette in the interior, transverse thickness 4. Flux in floating point, source at one loop in one implementation) Reading
LL∑f2\sum f^2Upper bound (8)λ\lambdaCoefficient c2c_2 of θ2\theta^2 at one loopSourceSource ⋅L4\cdot L^4
1 (a single plaquette)1.9892 (the trial of L=1L=1)0.5210.4997.66×10−37.66\times10^{-3}7.66×10−37.66\times10^{-3}
20.71807/80.02660.2384.96×10−44.96\times10^{-4}7.93×10−37.93\times10^{-3}
30.41905/90.005980.1569.85×10−59.85\times10^{-5}7.98×10−37.98\times10^{-3}
40.289513/320.002370.1163.30×10−53.30\times10^{-5}8.46×10−38.46\times10^{-3}

What to read from Tables 2 and 3 Reading (an observation of four points, transverse thickness 4, one implementation). The source is ≈8×10−3/L4\approx8\times10^{-3}/L^4, and c2c_2 is ≈0.46\approx0.46–0.50/L0.50/L. If read as θ∼L2F\theta\sim L^2F, θ4\theta^4 is an operator of dimension 8, and the coefficient falling as L4L^4 fits the same counting as the Migdal–Kadanoff bd−8=1/16b^{d-8}=1/16. So the source of a genuine blocking looks not like "a number reborn in a fixed band at each step" but like the type in which "the shift of θ4\theta^4 born at the finest scale is diluted by about 1/161/16 at each step", and the fixed point σ/(1−∑f4)≈5×10−4\sigma/(1-\sum f^4)\approx5\times10^{-4} of the iterated ledger lies, in this way of measuring, on the side of an upper bound. For λ\lambda it is the other way round: the genuine two steps are 3.4–3.7 times the iterated λ12\lambda_1^2, and the iteration makes the contraction look fast. But at 2.42.4–2.6×10−3≪12.6\times10^{-3}\ll1 the denominator 1−λ1-\lambda of the ledger stays almost 1.

07

The network with all coarse plaquettes fixed at once — Theorem G

The periodic rows of Table 1 were networks in which "only one coarse plaquette is fixed and the surrounding coarse plaquettes are free". The main term of a genuine blocking step is the network in which the lattice is divided into 2d2^d blocks and the angles of all plaquettes of the coarse lattice are fixed at once, and this is a different network. Conditions of this section: restriction to commuting configurations, tree level (the main term in β→∞\beta\to\infty), a periodic lattice (Z/L)d(\mathbb Z/L)^d (LL even), 2d2^d blocks, and the coarse angle θP:=⟨sP,ϕ⟩\theta_P:=\langle s_P,\phi\rangle is the linearisation of the angle around the 2×2 outer boundary spanning the coarse plaquette PP.

Notation. Let SS be the matrix with the sPs_P in rows, DcD_c the coboundary of the coarse lattice, and CC the map to coarse links ((CA)ℓ(CA)_\ell is the sum of the angles of the 2 fine links that make up the coarse link ℓ\ell); then SD=DcCSD=D_cC. Let uP:=PsPu_P:=Ps_P, G:=SPSTG:=SPS^{\mathsf T} (GPQ=⟨uP,uQ⟩G_{PQ}=\langle u_P,u_Q\rangle), B:=G+B:=G^+ (the Moore–Penrose pseudoinverse), and UU the matrix with the uPu_P as columns.

Theorem G. Under the conditions above Proved here:

Proof. (i) θ=SDA=Dc(CA)∈im⁡Dc\theta=SDA=D_c(CA)\in\operatorname{im}D_c. Conversely, putting aℓa_\ell on the first fine link of each coarse link and 0 elsewhere gives CA=aCA=a. (ii) The minimum-norm solution lies in im⁡U\operatorname{im}U, and with ϕ=Uc\phi=Uc, Gc=θGc=\theta. Since im⁡G=S(im⁡d)=im⁡(DcC)=im⁡Dc\operatorname{im}G=S(\operatorname{im}d)=\operatorname{im}(D_cC)=\operatorname{im}D_c, a solution exists, and c=Bθ+ker⁡Gc=B\theta+\ker G, Uker⁡G=0U\ker G=0, ∥ϕ∗∥2=θTBGBθ=θTBθ\|\phi^*\|^2=\theta^{\mathsf T}BGB\theta=\theta^{\mathsf T}B\theta. Uniqueness is the same strict convexity as in Theorem F. (iii) The inner minimum is invariant under coarse gauge directions, so substitute θ=Dca\theta=D_ca and read off the KKT conditions. (v) The sets of 4 plaquettes of the coarse plaquettes do not overlap one another, so ∑qϕq2≥∑P∑q∈sPϕq2≥∑PθP2/4\sum_q\phi_q^2\ge\sum_P\sum_{q\in s_P}\phi_q^2\ge\sum_P\theta_P^2/4 (Cauchy–Schwarz on each coarse plaquette). ∎

A smooth trial. For a configuration in which the fine field has the same value θ/4\theta/4 on the 2d2^d plaquettes of each coarse plaquette, the energy ratios are 2d−42^{d-4}, λ=1/16\lambda=1/16 (independent of dd) Proved here (arithmetic). This configuration cannot be uniform on the torus, and has meaning only as a trial in the limit of long wavelength. In Migdal–Kadanoff (all coarse plaquettes independent, with PP taken as the identity) β′/β=2d−4\beta'/\beta=2^{d-4}, λ=1/16\lambda=1/16.

Table 4 Numbers for the network with all coarse plaquettes fixed (SU(2)SU(2), tree level restricted to commuting configurations, periodic, 2d2^d blocks. Two implementations (projection and pseudoinverse / KKT on coarse links) agree to about 10−1210^{-12}. The sup is the value found by multi-start local optimisation = a lower bound on the true sup) Reading
BoxEigenvalues of BB (on im⁡Dc\operatorname{im}D_c)β′\beta' at the longest wavelengthDeviation from the plaquette actionλ\lambda of one coarse linkλ\lambda in the smooth directionSup found λ\lambda
Three-dimensional 434^3–16316^3[0.25, 0.375[0.25,\ 0.375–0.474]0.474]0.4744 at k=π/4k=\pi/415–17%0.066–0.0680.055 at k=π/4k=\pi/40.11–0.12
Three-dimensional 48348^3[0.25, 0.497][0.25,\ 0.497]0.4968 at k=π/12k=\pi/1216%0.0680.0615 at k=π/12k=\pi/12(no optimisation)
Four-dimensional 444^4–12412^4[0.25, 0.536[0.25,\ 0.536–0.811]0.811]0.8108 at k=π/3k=\pi/324–27%0.085–0.0910.037–0.0460.22–0.27
Four-dimensional 16416^4[0.25, 0.879][0.25,\ 0.879]0.8786 at k=π/4k=\pi/424%0.0910.047 at k=π/4k=\pi/4(no optimisation)
Table 5 Verdict: the "true numbers" of one four-dimensional step (conditions as in Table 4; the rows with one plaquette fixed are from Table 1)
Networkβ′/β\beta'/\betaλ\lambda (factor of θ4\theta^4)Label
One plaquette in 242^4 with free boundary0.4420.0386Proved here (rational)
One plaquette in periodic 848^4 (others free)0.7310.0264Reading
All coarse plaquettes fixed, long wavelength→1=2d−4\to1=2^{d-4} (0.879 at k=π/4k=\pi/4)1/161/16 in the smooth trial; 0.037–0.047 at the measured k≥π/4k\ge\pi/4Reading (the trial value is Proved here)
All coarse plaquettes fixed, one coarse link0.3540.091Reading
All coarse plaquettes fixed, the coarsest direction0.25 (smallest eigenvalue)Sup found ≥0.27\ge0.27Proved here (≥14\ge\frac14), Reading (sup)
Migdal–Kadanoff11/161/16Proved here

What to read from Tables 4 and 5 Reading. (1) The coarse action does not stay a plaquette action. In four dimensions the eigenvalues spread from 14\frac14 up to nearly 1 at long wavelength, and already at quadratic order terms of loops of length 2 or more are born (this seems to correspond to the quadratic part of the classical fixed-point action, but we have not checked against the original sources). (2) The long-wavelength β′/β\beta'/\beta is larger than the 0.731 for one plaquette fixed, and moves towards the Migdal–Kadanoff side of 1. (3) The map of the quartic term is a matrix that mixes with neighbours, and in coarse directions it exceeds 1/161/16 (0.091 for one coarse link, 0.27 for the sup found). In the smooth direction, in three dimensions it heads towards 1/161/16 (0.0615 at k=π/12k=\pi/12), while in four dimensions it is 0.047 up to k=π/4k=\pi/4 and convergence is not yet visible. The Migdal–Kadanoff λ=1/16\lambda=1/16 survives in a genuine step only as the value in the long-wavelength direction. (4) The values found are all below 0.3, but the pseudoinverse representative FF is non-local, and the Riesz–Thorin upper bound grows with the box (4.2 in four-dimensional 16416^4); we have not obtained an upper bound uniform in the volume. So we do not say "the transverse contraction is smaller than 1".

Candidate coordinates for writing it as a matrix. If the class of quartic deviations is taken to be "∣Q(θ)∣≤c∑PθP4|Q(\theta)|\le c\sum_P\theta_P^4" (quartic forms bounded by ℓ4\ell^4), the tree-level step preserves this class with c↦c⋅sup⁡μc\mapsto c\cdot\sup\mu Proved here (∣Q(Fθ)∣≤c∑(Fθ)4≤csup⁡μ∑θ4|Q(F\theta)|\le c\sum(F\theta)^4\le c\sup\mu\sum\theta^4). The diagonal class of plaquettes (the Migdal–Kadanoff class) is not preserved, but the cone of ℓ4\ell^4 is.

08

Implications for the decomposition, and questions

The ledger of 15-03 §04 said that if the one-step map contracts transversely around the class (∥ρk+1∥≤λ∥ρk∥+ε(βk)\|\rho_{k+1}\|\le\lambda\|\rho_k\|+\varepsilon(\beta_k), λ<1\lambda\lt1), the deviation is bounded not by a sum but by the supremum sup⁡jε(βj)/(1−λ)\sup_j\varepsilon(\beta_j)/(1-\lambda) Proved here (under the linear inequality with quadratic terms dropped). This chapter showed that this λ\lambda and the main term β′/β\beta'/\beta of the flow of the parameter can be counted beforehand on paper from the same projection PP for the marginal distribution of one coarse plaquette (Theorem F). The numbers to ask about for one four-dimensional step are two, "the size of the source" and "λ\lambda"; the former is a one-loop quantity and the latter a tree-level one. However, when all coarse plaquettes are fixed, λ\lambda becomes a matrix and exceeds 1/161/16 in coarse directions (§07), so to show the λ<1\lambda\lt1 of the ledger for a genuine step, an upper bound, uniform in the volume, on an operator norm that does not depend on the representation is needed Reading.

Table 6 Questions arising from this chapter (status: new)
Q.QuestionSizeWhat moves if settledWhat does not move even if settled
F-UV6In the sequence in the side LL of the coarse plaquette, does the source ⋅L4\cdot L^4 (now 7.77.7–8.5×10−38.5\times10^{-3} at L=1L=1–44 and transverse thickness 4) approach a constant when the transverse extent is widened? If so, the sum of the sources over steps is geometric and finite, and the ledger's assumption that "the source is in a fixed band at each step" can be strengthenedSmall computation (the coefficient of θ4\theta^4 at one loop by a perturbative formula)The handling of the source in (Rem-shape)Non-commuting configurations, large fields
F-UV7In the tree-level network with all coarse plaquettes fixed at once, construct a local representative that agrees with FF on im⁡Dc\operatorname{im}D_c, and see whether the operator norm of ℓ4\ell^4 has an upper bound uniform in the volume. Also, whether the operator norm of λ\lambda in coarse directions (the sup found is 0.27 in four dimensions) goes below 1Paper and small computationsThe main term of the transverse contraction of a genuine stepOne loop, large fields, re-fixing of the gauge
09

What cannot be said

(a) Theorem F and Theorem G are statements at tree level restricted to commuting configurations (the main term in β→∞\beta\to\infty). They do not include that the global minimum, including non-commuting configurations, is commuting; the one-loop correction (the source, the shift O(1)O(1) of β′\beta'); or large fields (outside ∥ψ∥≤r\|\psi\|\le r).

(b) The numbers in Tables 1–3 are numbers for a step that looks at the marginal distribution of one coarse plaquette, not for a genuine blocking step. The iterated two steps are the approximation of feeding back the marginal distribution of one plaquette.

(c) The source, c2c_2 and the ratios at finite β\beta are computer values, and the source is at one loop, started from the heat kernel, with a single image, at β→∞\beta\to\infty. The one-loop values for the 4×4 coarse plaquette and for large boxes are from one implementation. The source ≈8×10−3/L4\approx8\times10^{-3}/L^4 is an observation of four points; there is no limit or closed form.

(d) The equality on the right of (7), max⁡f2=1/16\max f^2=1/16, and that the largest flux is on the coarse plaquette in the boxes computed, are box-by-box confirmations; there is no general proof.

(e) The numbers of Theorem G (Tables 4 and 5) are values under periodic boundary, 2d2^d blocks and linearisation of the coarse angle, and the sup is a lower bound from local optimisation. We have not obtained an upper bound uniform in the volume, and we say neither "the transverse contraction is smaller than 1" nor "at most 1/16". The four-dimensional long-wavelength λ→1/16\lambda\to1/16 is an estimate from the arithmetic of the smooth trial and the three-dimensional numbers.

(f) This chapter does not show ultraviolet control ①. It implies nothing about the renormalisation of the four-dimensional lattice or the mass gap.

10

The five grades table and the dependency graph

Table 7 The rows of this chapter
RowStatement (one line)GradeBasisScope
[01]Theorem F (i)(ii): the minimiser θf\theta f, f=Ps/∥Ps∥2f=Ps/\|Ps\|^2, β′/β=∑f2\beta'/\beta=\sum f^2. "∑f2≤1\sum f^2\le1" is not unconditionalProved here§02Restricted to commuting, tree level
[02]Theorem F (iii)(iv): the coefficient of θ4\theta^4 is exactly σ∑f4\sigma\sum f^4, λ=∑f4/∑f2\lambda=\sum f^4/\sum f^2, (5)Proved here§02Local minimum, σ(6θ2m2+4∣θ∣mr+r2)≤β/4\sigma(6\theta^2m^2+4|\theta|mr+r^2)\le\beta/4
[03]For the three-dimensional free boundary, ∑f2\sum f^2 is the effective resistance; at 2×2×12\times2\times1, 1/31/3 and 7/1447/144Proved here§03Three-dimensional, free boundary
[04]Monotonicity under inclusion and 1/(16d−8)≤λ≤1/161/(16d-8)\le\lambda\le1/16Proved here§04The 4 plaquettes of the coarse plaquette symmetric, 14\frac14; the position of the largest flux confirmed box by box
[05]The rational numbers of Table 1 (three-dimensional free boundary and free only on the outer rim)Proved here§05 (two formulations)Main term
[06]The floating-point numbers and the source of Table 1; agreement with Monte CarloReading§05SU(2)SU(2), started from the heat kernel, β→∞\beta\to\infty, one loop
[07](8): the upper bound on ∑f2(L)\sum f^2(L) and the lower bound on λ(L)\lambda(L); genuine two steps <\lt iterated two stepsProved here§06L≥2L\ge2, in any box (the comparison with the iteration takes the input 0.717961 as a computed number)
[08]The perimeter type, Tables 2 and 3, the source ≈8×10−3/L4\approx8\times10^{-3}/L^4Reading§06Four-dimensional, transverse thickness 4, one implementation, four points
[09]Theorem G (i)–(v); preservation of the cone of ℓ4\ell^4Proved here§07Commuting, tree level, periodic, 2d2^d blocks, linearisation
[10]Tables 4 and 5: 2d−42^{d-4} at long wavelength, λ>1/16\lambda\gt1/16 in coarse directions, no upper boundReading§07The boxes measured; the sup is a lower bound
[11]Questions F-UV6 and F-UV7Assumption§08Question

Dependency graph (the numbers of premises are smaller than the number of the conclusion):

[01] PRV F1     minimiser θf, β′/β = Σf²  (commuting, tree level)
[02] PRV F2     θ⁴ exactly σΣf⁴, λ, (5) ⟸ [01]  (local minimum)
[03] PRV NET    three-dimensional resistor network, 1/3, 7/144 ⟸ [01]  (free boundary)
[04] PRV BOUND  monotonicity under inclusion, 1/(16d−8) ≤ λ ≤ 1/16 ⟸ [01][02]  (coarse plaquette symmetric)
[05] PRV RAT    the rational numbers of Table 1 ⟸ [01][03]
[06] RDG BOX    the floating-point numbers and the source of Table 1 ⟸ [02][05]  (one loop, β→∞)
[07] PRV LBOUND (8), genuine two steps < iteration ⟸ [04]  (L ≥ 2)
[08] RDG PERIM  perimeter type, source ≈ 8e−3/L⁴ ⟸ [06][07]  (four points, one implementation)
[09] PRV G      Theorem G ⟸ [01]  (periodic, 2^d blocks)
[10] RDG GNUM   long wavelength 2^{d−4}, coarse directions λ > 1/16 ⟸ [09]
[11] ASM Q      F-UV6, F-UV7 ⟸ [08][10]

Every number to the right of "⟸" is smaller than the one on the left, and there are no cycles. The only assumption row is [11], and it is in the form of a question.


What this chapter can say

Can sayCannot say
Proved here At tree level restricted to commuting configurations: that β′/β\beta'/\beta, the map of the quartic term and λ\lambda are determined by the projection (Theorem F); λ≤max⁡f2\lambda\le\max f^2; 1/(16d−8)≤λ≤1/161/(16d-8)\le\lambda\le1/16 if the coarse plaquette is symmetric; (8); Theorem G and β′(θ)≥14\beta'(\theta)\ge\frac14The minimum including non-commuting configurations, one loop, large fields. A general proof of the position of the largest flux
Reading The numbers box by box (Tables 1–5), the perimeter type, the source ≈8×10−3/L4\approx8\times10^{-3}/L^4, and that with all coarse plaquettes fixed λ>1/16\lambda\gt1/16 in coarse directionsλ\lambda and the source of a genuine blocking step. An upper bound on the operator norm uniform in the volume. A closed form for the source

Sources and reproduction

ItemTypeSource, tools
Thomson's principle, Kirchhoff's laws, Rayleigh's monotonicity, Dirichlet's principleCitedStandard facts about electric circuits and harmonic functions (of the kind in P. G. Doyle, J. L. Snell, Random Walks and Electric Networks, 1984)
Theorem F, Theorem G, (5)(7)(8), the hand computation of 2×2×12\times2\times1Proved hereThe proofs in the text of this chapter. The parts that are inequalities on finite sums have records of machine checking in this book's study, and the re-verification by the main session is also done (15-09 Table 3)
The numbers of Tables 1–5Reading (rational numbers: Proved here)The numerical records of this book's study (two to three formulations of the flux network: Kirchhoff on the dual network, the normal equations in the tree gauge, the projection formula, the Hodge Laplacian of the Lagrange conditions. Two implementations of the one-loop Hessian: finite differences and analytic, and a sparse-matrix version. Finite sums of characters; heat-bath Monte Carlo on all links. For Theorem G, two implementations: projection and pseudoinverse, and KKT on coarse links)

Terms used in this chapter — flux, the flux network, the projection PP, the unit flux, Theorem F, the transverse contraction λ\lambda, the source σ\sigma, monotonicity under inclusion, the perimeter type, the genuine two steps, the iterated two steps, Theorem G, quantities that do not depend on the representation. Their meanings are in A-02 Glossary.

Next chapter to read: 15-06 Counting the parameters — how many coordinates are needed at quadratic order, and where the one-step map draws in.

← 15-04 The one-link heat-kernel class and the hierarchical modelContents15-06 Counting the parameters — couplings by loop shape and the attracting class →

Revised 2026-10-15: first version. Moved §11 (c)(d)(e), Table 6 and equations (14)(15) of 13-11, and added Theorem F and its proof, monotonicity under inclusion, the two-sided estimate of the contraction, the upper bound and table for enlarged coarse plaquettes, the comparison of the genuine two steps and the iterated two steps, the network with all coarse plaquettes fixed at once (Theorem G), and Questions F-UV6 and F-UV7.
2026-10-15 (same day): reflected in the table of scope that the re-verification of the Lean records is done.